ANAX METALS LIMITED — Director's Dealing 2016

Dec 1, 2016

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Aurora Minerals Limited ABN 46 106 304 787

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Phillip Sidney Redmond Jackson
Date of last notice	23 November 2015

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct- P S R Jackson (1)
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	(2) Holihox Pty Ltd (PSR Superannuation Fund A/C)
Date of change	1 December 2016
No. of securities held prior to change	(1) 1,050,000 Ordinary Fully Paid Shares (2) 1,000,000 Ordinary Fully Paid Shares and 500,000 options exercisable at 6.91 cents by 18 September 2017
Class	Unlisted Options
Number acquired	300,000 Class A options exercisable at 9.84 cents and an expiry date of 29 November 2018 300,000 Class B options exercisable at 14.06 cents and an expiry date of 29 November 2019 300,000 Class C options exercisable at 21.09 cents and an expiry date of 29 November 2020 3,000,000 Class D options exercisable at 8.82 cents and an expiry date of 29 November 2019

+ See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number disposed	Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Nil
No. of securities held after change	(1) 1,050,000 Ordinary Fully Paid Shares (2) 1,000,000 Ordinary Fully Paid Shares and 500,000 options exercisable at 6.91 cents by 18 September 2017 and 300,000 Class A options exercisable at 9.84 cents and an expiry date of 29 November 2018 and 300,000 Class B options exercisable at 14.06 cents and an expiry date of 29 November 2019 and 300,000 Class C options exercisable at 21.09 cents and an expiry date of 29 November 2020 and 3,000,000 Class D options exercisable at 8.82 cents and an expiry date of 29 November 2019
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	(a) 900,000 options issued as an incentive component of the Director’s remuneration pursuant to the approval granted by shareholders at the Annual General Meeting of the Company held on 29 November 2016. (b) Issue of 3,000,000 Options to the Director as compensation for the removal of a termination payment from his Consultancy Agreement pursuant to the approval granted by shareholders at the Annual General Meeting of the Company held on 29 **November 2016. **

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest
Name of registered holder (if issued securities)
Date of change

+ See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

+ See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity AURORA MINERALS LIMITED ABN 46 106 304 787

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Martin James Pyle
Date of last notice	29 March 2016

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Shares held by M J Pyle Super Fund A/C (1) Options held by Whitby 2009 Pty Ltd (2) Shares held by Whitby 2009 Pty Ltd (3)
Date of change	1 December 2016
No. of securities held prior to change	3,537,281 Ordinary shares (1) 2,500,000 Options exercisable at 6.91 cents by 18 September 2017 (2) 163,912 Ordinary shares (3)
Class	Options
Number acquired	1,000,000 Class A options exercisable at 9.84 cents and an expiry date of 29 November 2018 1,000,000 Class B options exercisable at 14.06 cents and an expiry date of 29 November 2019 1,000,000 Class C options exercisable at 21.09 cents and an expiry date of 29 November 2020
Number disposed	Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Nil

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change

3,537,281 Ordinary shares (1) 2,500,000 Options exercisable at 6.91 cents by 18 September 2017 (2) 163,912 Ordinary shares (3) 1,000,000 Class A options exercisable at 9.84 cents and an expiry date of 29 November 2018 (2) 1,000,000 Class B options exercisable at 14.06 cents and an expiry date of 29 November 2019 (2) 1,000,000 Class C options exercisable at 21.09 cents and an expiry date of 29 November 2020 (2)

Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back

Issued as an incentive component of the Director’s remuneration pursuant to the approval granted by shareholders at the Annual General Meeting of the Company held on 29 November 2016.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come with disclosed in thispart.	in paragraph (ii) of the definition of “notifiable interest of a director” should be
Detail of contract	Not applicable
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change

Part 3 – ~~[+]~~ Closed period

Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required?

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

If so, was prior written clearance provided to allow the trade to proceed during this period?	Not applicable
If prior written clearance was provided, on what date was this provided?	Not applicable

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Aurora Minerals Limited ABN 46 106 304 787

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Peter George Cordin
Date of last notice	19 September 2014

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Cordin Pty Ltd (The Cordin Super Fund A/C)
Date of change	1 December 2016
No. of securities held prior to change	500,000 options with an exercise price of 6.91 cents on or before 18 September 2017
Class	Unlisted Options
Number acquired	200,000 Class A options exercisable at 9.84 cents and an expiry date of 29 November 2018 200,000 Class B options exercisable at 14.06 cents and an expiry date of 29 November 2019 200,000 Class C options exercisable at 21.09 cents and an expiry date of 29 November 2020
Number disposed	Nil

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Nil
No. of securities held after change	500,000 Options exercisable at 6.91 cents by 18 September 2017 200,000 Class A options exercisable at 9.84 cents and an expiry date of 29 November 2018 200,000 Class B options exercisable at 14.06 cents and an expiry date of 29 November 2019 200,000 Class C options exercisable at 21.09 cents and an expiry date of 29 November 2020
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Issued as an incentive component of the Director’s remuneration pursuant to the approval granted by shareholders at the Annual General Meeting of the Company held on 29 November 2016.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change

Part 3 –[+] Closed period

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3