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ANAVEX LIFE SCIENCES CORP. — Director's Dealing 2021
May 26, 2021
32464_dirs_2021-05-25_39dd308a-229d-4dc8-8634-43996acae2d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANAVEX LIFE SCIENCES CORP. (AVXL)
CIK: 0001314052
Period of Report: 2021-05-21
Reporting Person: FAVUS ELLIOT (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-21 | Common Stock | M | 37500 | $1.20 | Acquired | 37500 | Direct |
| 2021-05-21 | Common Stock | M | 50000 | $.92 | Acquired | 87500 | Direct |
| 2021-05-21 | Common Stock | M | 1500 | $5.64 | Acquired | 89000 | Direct |
| 2021-05-21 | Common Stock | M | 1500 | $5.57 | Acquired | 90500 | Direct |
| 2021-05-21 | Common Stock | M | 1500 | $4.90 | Acquired | 92000 | Direct |
| 2021-05-21 | Common Stock | M | 1500 | $5.66 | Acquired | 93500 | Direct |
| 2021-05-21 | Common Stock | M | 1500 | $6.11 | Acquired | 95000 | Direct |
| 2021-05-21 | Common Stock | M | 50000 | $2.96 | Acquired | 145000 | Direct |
| 2021-05-21 | Common Stock | S | 145000 | $11.6985 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-21 | Stock Option (Right to Buy) | $1.20 | M | 37500 | Disposed | 2024-05-07 | Common Stock (37500) | Direct |
| 2021-05-21 | Stock Option (Right to Buy) | $.92 | M | 50000 | Disposed | 2025-04-02 | Common Stock (50000) | Direct |
| 2021-05-21 | Stock Option (Right to Buy) | $5.64 | M | 1500 | Disposed | 2025-09-30 | Common Stock (1500) | Direct |
| 2021-05-21 | Stock Option (Right to Buy) | $5.57 | M | 1500 | Disposed | 2025-12-31 | Common Stock (1500) | Direct |
| 2021-05-21 | Stock Option (Right to Buy) | $4.90 | M | 1500 | Disposed | 2026-03-31 | Common Stock (1500) | Direct |
| 2021-05-21 | Stock Option (Right to Buy) | $5.66 | M | 1500 | Disposed | 2026-04-27 | Common Stock (1500) | Direct |
| 2021-05-21 | Stock Option (Right to Buy) | $6.11 | M | 1500 | Disposed | 2026-06-30 | Common Stock (1500) | Direct |
| 2021-05-21 | Stock Option (Right to Buy) | $2.96 | M | 50000 | Disposed | 2030-01-06 | Common Stock (50000) | Direct |
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