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ANAVEX LIFE SCIENCES CORP. Director's Dealing 2021

Jul 2, 2021

32464_dirs_2021-07-01_87434777-7037-45af-b1ab-34403f94caa8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ANAVEX LIFE SCIENCES CORP. (AVXL)
CIK: 0001314052
Period of Report: 2021-06-29

Reporting Person: Boenisch Sandra (PFO and Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-29 Common Stock M 25000 $5.68 Acquired 47963 Direct
2021-06-29 Common Stock M 106696 $3.28 Acquired 154659 Direct
2021-06-29 Common Stock M 35000 $5.92 Acquired 189659 Direct
2021-06-29 Common Stock S 166696 $26.53 Disposed 22963 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-29 Stock Option (Right to Buy) $5.68 M 25000 Disposed 2025-10-02 Common Stock (25000) Direct
2021-06-29 Stock Option (Right to Buy) $3.28 M 106696 Disposed 2026-09-22 Common Stock (106696) Direct
2021-06-29 Stock Option (Right to Buy) $5.92 M 35000 Disposed 2027-05-12 Common Stock (35000) Direct

Footnotes

F1: The options subject to this grant vested quarterly over a three-year period commencing on December 31, 2015.

F2: The options subject to this grant vested quarterly over a three-year period commencing on June 30, 2017.