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ANAVEX LIFE SCIENCES CORP. — Director's Dealing 2021
Jul 2, 2021
32464_dirs_2021-07-01_87434777-7037-45af-b1ab-34403f94caa8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANAVEX LIFE SCIENCES CORP. (AVXL)
CIK: 0001314052
Period of Report: 2021-06-29
Reporting Person: Boenisch Sandra (PFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-29 | Common Stock | M | 25000 | $5.68 | Acquired | 47963 | Direct |
| 2021-06-29 | Common Stock | M | 106696 | $3.28 | Acquired | 154659 | Direct |
| 2021-06-29 | Common Stock | M | 35000 | $5.92 | Acquired | 189659 | Direct |
| 2021-06-29 | Common Stock | S | 166696 | $26.53 | Disposed | 22963 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-29 | Stock Option (Right to Buy) | $5.68 | M | 25000 | Disposed | 2025-10-02 | Common Stock (25000) | Direct |
| 2021-06-29 | Stock Option (Right to Buy) | $3.28 | M | 106696 | Disposed | 2026-09-22 | Common Stock (106696) | Direct |
| 2021-06-29 | Stock Option (Right to Buy) | $5.92 | M | 35000 | Disposed | 2027-05-12 | Common Stock (35000) | Direct |
Footnotes
F1: The options subject to this grant vested quarterly over a three-year period commencing on December 31, 2015.
F2: The options subject to this grant vested quarterly over a three-year period commencing on June 30, 2017.
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