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ANAPTYSBIO, INC — Director's Dealing 2021
Nov 5, 2021
32596_dirs_2021-11-05_35dd232c-32ec-4c65-aebd-4ac5ff7f7e15.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANAPTYSBIO, INC (ANAB)
CIK: 0001370053
Period of Report: 2021-11-04
Reporting Person: LOUMEAU ERIC J (COO, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-04 | Common Stock | M | 2500 | $14.02 | Acquired | 2500 | Direct |
| 2021-11-04 | Common Stock | M | 2500 | $20.16 | Acquired | 5000 | Direct |
| 2021-11-04 | Common Stock | S | 5000 | $35.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-04 | Employee Stock Option (Right to Buy) | $14.02 | M | 2500 | Disposed | 2029-12-05 | Common Stock (2500) | Direct |
| 2021-11-04 | Employee Stock Option (Right to Buy) | $20.16 | M | 2500 | Disposed | 2030-07-12 | Common Stock (2500) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
F2: The stock option vested and is exercisable as to 25% of the shares subject to the option on December 6, 2020, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
F3: In addition to the remaining options to purchase 93,000 shares of common stock as set forth in Table II, the Reporting Person also holds additional options to purchase up to an aggregate of 137,500 shares of common stock, which options vest according to their terms.
F4: The stock option vested and is exercisable as to 25% of the shares subject to the option on July 15, 2021, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.