AI assistant
ANAPTYSBIO, INC — Director's Dealing 2021
Nov 5, 2021
32596_dirs_2021-11-05_b22a045e-0ad5-4d83-83e6-d42bbcbc0b68.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANAPTYSBIO, INC (ANAB)
CIK: 0001370053
Period of Report: 2021-11-04
Reporting Person: Suria Hamza (Director, President, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-04 | Common Stock | M | 6059 | $1.12 | Acquired | 73695 | Direct |
| 2021-11-04 | Common Stock | S | 6059 | $35.00 | Disposed | 67636 | Direct |
| 2021-11-05 | Common Stock | M | 14302 | $1.12 | Acquired | 81938 | Direct |
| 2021-11-05 | Common Stock | S | 14302 | $35.00 | Disposed | 67636 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-04 | Employee Stock Option (Right to Buy) | $1.12 | M | 6059 | Disposed | 2021-12-08 | Common Stock (6059) | Direct |
| 2021-11-05 | Employee Stock Option (Right to Buy) | $1.12 | M | 14302 | Disposed | 2021-12-08 | Common Stock (14302) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
F2: The stock option grant was issued on December 9, 2011, is fully vested and exercisable until its expiration date of December 8, 2021.
F3: In addition to the remaining options to purchase 0 shares of common stock as set forth in Table II above, the Reporting Person also holds (i) additional options to purchase up to an aggregate of 1,155,538 shares of common stock, which options vest according to their terms, and (ii) 67,636 shares of common stock held directly.