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ANAPTYSBIO, INC — Director's Dealing 2018
Dec 13, 2018
32596_dirs_2018-12-12_03d81ee7-e89d-48a9-ae45-e2c2e7af6b57.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANAPTYSBIO INC (ANAB)
CIK: 0001370053
Period of Report: 2018-12-10
Reporting Person: Suria Hamza (Director, President, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-10 | Common Stock | M | 30587 | $1.12 | Acquired | 65649 | Direct |
| 2018-12-10 | Common Stock | S | 15276 | $70.5736 | Disposed | 50373 | Direct |
| 2018-12-10 | Common Stock | S | 10347 | $71.4894 | Disposed | 40026 | Direct |
| 2018-12-10 | Common Stock | S | 4964 | $72.4829 | Disposed | 35062 | Direct |
| 2018-12-11 | Common Stock | S | 4998 | $70.83 | Disposed | 30064 | Direct |
| 2018-12-12 | Common Stock | M | 30000 | $1.12 | Acquired | 60064 | Direct |
| 2018-12-12 | Common Stock | S | 12003 | $71.1056 | Disposed | 48061 | Direct |
| 2018-12-12 | Common Stock | S | 9673 | $71.9237 | Disposed | 38388 | Direct |
| 2018-12-12 | Common Stock | S | 8324 | $72.8758 | Disposed | 30064 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-10 | Employee Stock Option (Right to Buy) | $1.12 | M | 30587 | Disposed | 2021-12-08 | Common Stock (30587) | Direct |
| 2018-12-12 | Employee Stock Option | $1.12 | M | 30000 | Disposed | 2021-12-08 | Common Stock (30000) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.01 to $71.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.01 to $71.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.13 to $73.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.51 to $71.49 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.51 to $72.48 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.52 to $73.04 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The stock option is fully vested and immediately exercisable.
F9: In addition to the remaining options to purchase 80,361 shares of common stock as set forth in Table II above, the Reporting Person also holds (i) additional options to purchase up to an aggregate of 796,205 shares of common stock, which options vest according to their terms, and (ii) 30,064 shares of common stock held directly.