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ANAPTYSBIO, INC — Director's Dealing 2017
Jan 26, 2017
32596_dirs_2017-01-25_279dbf84-2764-4438-bf3c-c7da9e5086c1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ANAPTYSBIO INC (ANAB)
CIK: 0001370053
Period of Report: 2017-01-25
Reporting Person: Topper James N (Director, 10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series B Preferred Stock | $0.00 | Common Stock (1428571) | Indirect | ||
| Series C Preferred Stock | $0.00 | Common Stock (604055) | Indirect | ||
| Series C-1 Preferred Stock | $0.00 | Common Stock (195751) | Indirect | ||
| Series D Preferred Stock | $0.00 | Common Stock (733740) | Indirect | ||
| Series D Preferred Stock | $0.00 | Common Stock (209095) | Indirect | ||
| Warrant to Purchase Series C Preferred Stock (right to buy) | $4.55 | 2018-11-04 | Series C Preferred Stock (117235) | Indirect |
Footnotes
F1: Each share of Preferred Stock will be automatically converted into one (1) share of Common Stock, for no additional consideration, immediately prior to the consummation of the Issuer's initial public offering, and has no expiration date.
F2: Represents shares held by Frazier Healthcare V, L.P., an affiliate of Frazier Healthcare Partners. Dr. Topper is a General Partner of Frazier Healthcare Partners.
F3: Represents shares held by Frazier Healthcare VII, L.P., an affiliate of Frazier Healthcare Partners. Dr. Topper is a General Partner of Frazier Healthcare Partners.
F4: Represents shares held by Frazier Healthcare VII-A, L.P., an affiliate of Frazier Healthcare Partners. Dr. Topper is a General Partner of Frazier Healthcare Partners.
F5: This warrant is exercisable at any time.