AI assistant
ANAPTYSBIO, INC — Director's Dealing 2017
Jan 26, 2017
32596_dirs_2017-01-25_7183cd47-a0db-49c7-a23d-5dd7061f0b2d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ANAPTYSBIO INC (ANAB)
CIK: 0001370053
Period of Report: 2017-01-25
Reporting Person: Frazier Healthcare VII, L.P. (10% Owner)
Reporting Person: Frazier Healthcare VII-A, L.P. (10% Owner)
Reporting Person: FHM VII, L.P. (10% Owner)
Reporting Person: FHM VII, L.L.C. (10% Owner)
Reporting Person: FRAZIER ALAN D (10% Owner)
Reporting Person: Naini Nader J (10% Owner)
Reporting Person: Every Nathan R (10% Owner)
Reporting Person: Heron Patrick J (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series B Preferred Stock | $0 | Common Stock (1428571) | Indirect | ||
| Series C Preferred Stock | $0 | Common Stock (604055) | Indirect | ||
| Series C-1 Preferred Stock | $0 | Common Stock (195751) | Indirect | ||
| Series D Preferred Stock | $0 | Common Stock (733740) | Direct | ||
| Series D Preferred Stock | $0 | Common Stock (209095) | Indirect | ||
| Warrant to Purchase Series C Preferred Stock | $4.55 | 2018-11-04 | Series C Preferred Stock (117235) | Indirect |
Footnotes
F1: Each share of Preferred Stock will be automatically converted into one (1) share of Common Stock, for no additional consideration, immediately prior to the consummation of the Issuer's initial public offering, and has no expiration date.
F2: Represents shares held by Frazier Healthcare V, L.P., an affiliate of Frazier Healthcare Partners. Each of the Reporting Persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any.
F3: Represents shares held by Frazier Healthcare VII, L.P., an affiliate of Frazier Healthcare Partners. Each of the Reporting Persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any.
F4: Represents shares held by Frazier Healthcare VII-A, L.P., an affiliate of Frazier Healthcare Partners. Each of the Reporting Persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any.
F5: This warrant is exercisable at any time.