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ANAPTYSBIO, INC — Director's Dealing 2017
Jan 31, 2017
32596_dirs_2017-01-31_427d1c36-0e08-42d1-9395-0ac436c2fce7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANAPTYSBIO INC (ANAB)
CIK: 0001370053
Period of Report: 2017-01-31
Reporting Person: Frazier Healthcare VII, L.P. (10% Owner)
Reporting Person: Frazier Healthcare VII-A, L.P. (10% Owner)
Reporting Person: FHM VII, L.P. (10% Owner)
Reporting Person: FHM VII, L.L.C. (10% Owner)
Reporting Person: FRAZIER ALAN D (10% Owner)
Reporting Person: Naini Nader J (10% Owner)
Reporting Person: Every Nathan R (10% Owner)
Reporting Person: Heron Patrick J (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-31 | Common Stock | C | 1428571 | — | Acquired | 1428571 | Indirect |
| 2017-01-31 | Common Stock | C | 604055 | — | Acquired | 604055 | Indirect |
| 2017-01-31 | Common Stock | C | 195751 | — | Acquired | 195751 | Indirect |
| 2017-01-31 | Common Stock | C | 733740 | — | Acquired | 733740 | Direct |
| 2017-01-31 | Common Stock | C | 209095 | — | Acquired | 209095 | Indirect |
| 2017-01-31 | Common Stock | P | 311291 | $15.00 | Acquired | 311291 | Direct |
| 2017-01-31 | Common Stock | P | 88709 | $15.00 | Acquired | 88709 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-31 | Series B Preferred Stock | $ | C | 1428571 | Disposed | Common Stock (1428571) | Indirect | |
| 2017-01-31 | Series C Preferred Stock | $ | C | 604055 | Disposed | Common Stock (604055) | Indirect | |
| 2017-01-31 | Series C-1 Preferred Stock | $ | C | 195751 | Disposed | Common Stock (195751) | Indirect | |
| 2017-01-31 | Series D Preferred Stock | $ | C | 733740 | Disposed | Common Stock (733740) | Direct | |
| 2017-01-31 | Series D Preferred Stock | $ | C | 209095 | Disposed | Common Stock (209095) | Indirect |
Footnotes
F1: The Series B Preferred Stock converted into Common Stock on a 1-to-1 basis immediately prior to the consummation of the Issuer's initial public offering without payment of considerations. The Series B Preferred stock were convertible automatically immediately prior to the consummation of the Issuer's initial public offering, and the shares had no expiration date.
F2: The Series C Preferred Stock converted into Common Stock on a 1-to-1 basis immediately prior to the consummation of the Issuer's initial public offering without payment of considerations. The Series C Preferred stock were convertible automatically immediately prior to the consummation of the Issuer's initial public offering, and the shares had no expiration date.
F3: The Series C-1 Preferred Stock converted into Common Stock on a 1-to-1 basis immediately prior to the consummation of the Issuer's initial public offering without payment of considerations. The Series C-1 Preferred stock were convertible automatically immediately prior to the consummation of the Issuer's initial public offering, and the shares had no expiration date.
F4: The Series D Preferred Stock converted into Common Stock on a 1-to-1 basis immediately prior to the consummation of the Issuer's initial public offering without payment of considerations. The Series D Preferred stock were convertible automatically immediately prior to the consummation of the Issuer's initial public offering, and the shares had no expiration date.
F5: Represents shares held by Frazier Healthcare V, L.P., an affiliate of Frazier Healthcare Partners. Each of the Reporting Persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any.
F6: Represents shares held by Frazier Healthcare VII, L.P., an affiliate of Frazier Healthcare Partners. Each of the Reporting Persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any.
F7: Represents shares held by Frazier Healthcare VII-A, L.P., an affiliate of Frazier Healthcare Partners. Each of the Reporting Persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any.