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ANAPTYSBIO, INC — Director's Dealing 2017
Jan 31, 2017
32596_dirs_2017-01-31_61bf0fbb-8cc0-426b-a94d-5475c3fa6725.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANAPTYSBIO INC (ANAB)
CIK: 0001370053
Period of Report: 2017-01-31
Reporting Person: Gallagher Carol Giltner (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-31 | Common Stock | C | 64296 | $0.00 | Acquired | 64296 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-31 | Series C Preferred Stock | $0.00 | C | 42857 | Disposed | Common Stock (42857) | Direct | |
| 2017-01-31 | Series D Preferred Stock | $0.00 | C | 21439 | Disposed | Common Stock (21439) | Direct |
Footnotes
F1: In connection with the consummation of the Issuer's initial public offering on January 31, 2017, each share of Series C Preferred Stock and Series D Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
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