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ANAPTYSBIO, INC — Director's Dealing 2017
Feb 6, 2017
32596_dirs_2017-02-06_0ba58d85-bc98-4c21-94e6-bfbec8aa40a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANAPTYSBIO INC (ANAB)
CIK: 0001370053
Period of Report: 2017-02-02
Reporting Person: Frazier Healthcare VII, L.P. (10% Owner)
Reporting Person: Frazier Healthcare VII-A, L.P. (10% Owner)
Reporting Person: FHM VII, L.P. (10% Owner)
Reporting Person: FHM VII, L.L.C. (10% Owner)
Reporting Person: FRAZIER ALAN D (10% Owner)
Reporting Person: Naini Nader J (10% Owner)
Reporting Person: Every Nathan R (10% Owner)
Reporting Person: Heron Patrick J (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-02 | Common Stock | X | 117235 | $4.55 | Acquired | 2345612 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-02 | Warrants | $4.55 | X | 117235 | Disposed | 2018-11-04 | Common Stock (117235) | Indirect |
Footnotes
F1: This warrant is exercisable at any time.
F2: Represents shares held by Frazier Healthcare V, L.P., an affiliate of Frazier Healthcare Partners. Each of the Reporting Persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any.