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ANALOG DEVICES INC — Director's Dealing 2020
Jan 3, 2020
29843_dirs_2020-01-03_066bac3b-9594-47aa-98d2-9f7dcb3242c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANALOG DEVICES INC (ADI)
CIK: 0000006281
Period of Report: 2020-01-02
Reporting Person: ROCHE VINCENT (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-02 | Comm Stock - $.16-2/3 value | M | 2564 | $57.29 | Acquired | 23770 | Direct |
| 2020-01-02 | Comm Stock - $.16-2/3 value | M | 7436 | $54.93 | Acquired | 31206 | Direct |
| 2020-01-02 | Comm Stock - $.16-2/3 value | S | 5053 | $119.3666 | Disposed | 26153 | Direct |
| 2020-01-02 | Comm Stock - $.16-2/3 value | S | 4947 | $120.1253 | Disposed | 21206 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-02 | Non-Qualified Stock Option (right to buy) | $57.29 | M | 2564 | Disposed | 2025-03-11 | Comm Stock - $.16-2/3 value (2564.0) | Direct |
| 2020-01-02 | Non-Qualified Stock Option (right to buy) | $54.93 | M | 7436 | Disposed | 2026-03-09 | Comm Stock - $.16-2/3 value (7436.0) | Direct |
Footnotes
F1: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: These shares were disposed of in multiple transactions on January 2, 2020 at actual sales prices ranging from $118.79 to $119.73 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: These shares were disposed of in multiple transactions on January 2, 2020 at actual sales prices ranging from $119.82 to $120.50 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.
F5: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.