AI assistant
ANALOG DEVICES INC — Director's Dealing 2019
Oct 2, 2019
29843_dirs_2019-10-02_4d3f11e7-78b1-4618-8824-22523f79f34d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANALOG DEVICES INC (ADI)
CIK: 0000006281
Period of Report: 2019-10-01
Reporting Person: ROCHE VINCENT (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-01 | Comm Stock - $.16-2/3 value | M | 10000 | $57.29 | Acquired | 31206 | Direct |
| 2019-10-01 | Comm Stock - $.16-2/3 value | S | 5700 | $109.9387 | Disposed | 25506 | Direct |
| 2019-10-01 | Comm Stock - $.16-2/3 value | S | 1200 | $110.9267 | Disposed | 24306 | Direct |
| 2019-10-01 | Comm Stock - $.16-2/3 value | S | 1000 | $112.183 | Disposed | 23306 | Direct |
| 2019-10-01 | Comm Stock - $.16-2/3 value | S | 1000 | $113.47 | Disposed | 22306 | Direct |
| 2019-10-01 | Comm Stock - $.16-2/3 value | S | 700 | $114.9057 | Disposed | 21606 | Direct |
| 2019-10-01 | Comm Stock - $.16-2/3 value | S | 400 | $115.8463 | Disposed | 21206 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-01 | Non-Qualified Stock Option (right to buy) | $57.29 | M | 10000 | Disposed | 2025-03-11 | Comm Stock - $.16-2/3 value (10000.0) | Direct |
Footnotes
F1: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: These shares were disposed of in multiple transactions on October 1, 2019 at actual sales prices ranging from $109.59 to $110.55 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: These shares were disposed of in multiple transactions on October 1, 2019 at actual sales prices ranging from $110.66 to $111.65 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: These shares were disposed of in multiple transactions on October 1, 2019 at actual sales prices ranging from $111.87 to $112.65 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: These shares were disposed of in multiple transactions on October 1, 2019 at actual sales prices ranging from $113.27 to $113.87 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: These shares were disposed of in multiple transactions on October 1, 2019 at actual sales prices ranging from $114.57 to $115.49 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7: These shares were disposed of in multiple transactions on October 1, 2019 at actual sales prices ranging from $115.76 to $116.095 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F8: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.