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ANALOG DEVICES INC — Director's Dealing 2017
Mar 21, 2017
29843_dirs_2017-03-21_9a04ebcf-23d7-4cb3-936f-768a6d54fcb6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANALOG DEVICES INC (ADI)
CIK: 0000006281
Period of Report: 2017-03-17
Reporting Person: SEIF MARGARET K (SVP, CLO & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-17 | Comm Stock - $.16-2/3 value | M | 1000 | $39.79 | Acquired | 17367 | Direct |
| 2017-03-20 | Comm Stock - $.16-2/3 value | M | 1000 | $46.48 | Acquired | 18367 | Direct |
| 2017-03-20 | Comm Stock - $.16-2/3 value | M | 1000 | $51.73 | Acquired | 19367 | Direct |
| 2017-03-20 | Comm Stock - $.16-2/3 value | S | 3000 | $83.26 | Disposed | 16367 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-17 | Restricted Stock Unit (RSU) | $0.0 | A | 98 | Acquired | Comm Stock - $.16-2/3 value (98.0) | Direct | |
| 2017-03-20 | Non-Qualified Stock Option (right to buy) | $39.79 | M | 1000 | Disposed | 2022-03-15 | Comm Stock - $.16-2/3 value (1000.0) | Direct |
| 2017-03-20 | Non-Qualified Stock Option (right to buy) | $46.48 | M | 1000 | Disposed | 2023-03-12 | Comm Stock - $.16-2/3 value (1000.0) | Direct |
| 2017-03-20 | Non-Qualified Stock Option (right to buy) | $51.73 | M | 1000 | Disposed | 2024-03-12 | Comm Stock - $.16-2/3 value (1000.0) | Direct |
Footnotes
F1: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: Represents shares of common stock of the Issuer to be issued to the Reporting Person on March 26, 2017 (the "Vesting Date"), subject to the Reporting Person's continued service through the Vesting Date, as a result of the certification by the Issuer's Compensation Committee on March 17, 2017 of the achievement of pre-established performance parameters at 102.16% of the target established for the performance-based restricted stock units granted to the Reporting Person on March 12, 2014.
F3: This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 15, 2012.
F4: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2013.
F5: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.