AMTECH SYSTEMS INC — Director's Dealing 2023

Aug 16, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMTECH SYSTEMS INC (ASYS)
CIK: 0000720500
Period of Report: 2023-08-14

Reporting Person: DAIGLE ROBERT C (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-15	Amtech Systems, Inc. $0.01 par value common stock	P	233	$8.75	Acquired	19703	Direct
2023-08-16	Amtech Systems, Inc. $0.01 par value common stock	P	1000	$8.76	Acquired	20703	Direct
2023-08-16	Amtech Systems, Inc. $0.01 par value common stock	P	1200	$8.75	Acquired	21903	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-08-14	Amtech Systems, Inc. Employee Stock Option	$9.00	A	150000	Acquired	2033-08-14	Amtech Systems, Inc. $0.01 par value common stock (150000)	Direct
2023-08-14	Restricted Stock Units	$	A	55556	Acquired		Amtech Systems, Inc. $0.01 par value common stock (55556)	Direct

Footnotes

F1: The Option Grant will vest ratably on each of the annual anniversaries over the three-year term of Mr. Daigle's employment agreement, subject to Mr. Daigle's continued service with the Company; provided, however, that 50,000 shares of such Option Grant will vest immediately.

F2: Price omitted because the transaction is a grant of a stock option.

F3: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.

F4: The number of RSUs granted equals the aggregate fair market value of $500,000 as of the grant date in accordance with the terms of Mr. Daigle's employment agreement.

F5: The grant will vest in full on the one-year anniversary of the grant date, subject to Mr. Daigle's continued service with the Company.