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AMTECH SYSTEMS INC — Director's Dealing 2022
Aug 25, 2022
33995_dirs_2022-08-25_ef7a0b79-27d2-494c-832e-cf833081193e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMTECH SYSTEMS INC (ASYS)
CIK: 0000720500
Period of Report: 2022-08-24
Reporting Person: WHANG MICHAEL (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-24 | Amtech Systems, Inc. $.01 par value common stock | M | 10000 | $4.77 | Acquired | 12000 | Direct |
| 2022-08-24 | Amtech Systems, Inc. $.01 par value common stock | M | 3750 | $4.87 | Acquired | 15750 | Direct |
| 2022-08-24 | Amtech Systems, Inc. $.01 par value common stock | M | 7500 | $5.52 | Acquired | 23250 | Direct |
| 2022-08-24 | Amtech Systems, Inc. $.01 par value common stock | M | 5000 | $5.67 | Acquired | 28250 | Direct |
| 2022-08-24 | Amtech Systems, Inc. $.01 par value common stock | M | 10000 | $7.40 | Acquired | 38250 | Direct |
| 2022-08-24 | Amtech Systems, Inc. $.01 par value common stock | M | 5000 | $9.98 | Acquired | 43250 | Direct |
| 2022-08-24 | Amtech Systems, Inc. $.01 par value common stock | S | 15004 | $12.41 | Disposed | 28246 | Direct |
| 2022-08-24 | Amtech Systems, Inc. $.01 par value common stock | S | 8750 | $12.78 | Disposed | 19496 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-24 | Amtech Systems, Inc. Employee Stock Option | $4.77 | M | 10000 | Disposed | 2029-03-06 | Amtech Systems, Inc. $0.01 par value common stock (10000) | Direct |
| 2022-08-24 | Amtech Systems, Inc. Employee Stock Option | $4.87 | M | 3750 | Disposed | 2026-10-04 | Amtech Systems, Inc. $0.01 par value common stock (3750) | Direct |
| 2022-08-24 | Amtech Systems, Inc. Employee Stock Option | $5.52 | M | 7500 | Disposed | 2028-11-27 | Amtech Systems, Inc. $0.01 par value common stock (7500) | Direct |
| 2022-08-24 | Amtech Systems, Inc. Employee Stock Option | $7.40 | M | 10000 | Disposed | 2028-05-11 | Amtech Systems, Inc. $0.01 par value common stock (10000) | Direct |
| 2022-08-24 | Amtech Systems, Inc. Employee Stock Option | $9.98 | M | 5000 | Disposed | 2024-11-19 | Amtech Systems, Inc. $0.01 par value common stock (5000) | Direct |
| 2022-08-24 | Amtech Systems, Inc. Employee Stock Option | $5.67 | M | 5000 | Disposed | 2030-11-17 | Amtech Systems, Inc. $0.01 par value common stock (5000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.24 to $12.85, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.73 to $12.935, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.