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AMTECH SYSTEMS INC — Director's Dealing 2020
Dec 4, 2020
33995_dirs_2020-12-04_f514b6cf-6b3a-4f29-86a7-3ce74527db38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMTECH SYSTEMS INC (ASYS)
CIK: 0000720500
Period of Report: 2020-12-03
Reporting Person: KING ROBERT F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-03 | Amtech Systems, Inc. $.01 par value common stock | M | 4000 | $5.25 | Acquired | 12200 | Direct |
| 2020-12-03 | Amtech Systems, Inc. $.01 par value common stock | M | 4000 | $2.95 | Acquired | 16200 | Direct |
| 2020-12-03 | Amtech Systems, Inc. $.01 par value common stock | M | 6000 | $4.77 | Acquired | 22200 | Direct |
| 2020-12-03 | Amtech Systems, Inc. $.01 par value common stock | M | 6000 | $4.90 | Acquired | 28200 | Direct |
| 2020-12-03 | Amtech Systems, Inc. $.01 par value common stock | M | 4000 | $5.75 | Acquired | 32200 | Direct |
| 2020-12-03 | Amtech Systems, Inc. $.01 par value common stock | S | 24000 | $6.90 | Disposed | 8200 | Direct |
| 2020-12-03 | Amtech Systems, Inc. $.01 par value common stock | S | 6200 | $6.75 | Disposed | 2000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-03 | Amtech Systems, Inc. Non-Employee Director Stock Option | $5.25 | M | 4000 | Disposed | 2025-11-17 | Amtech Systems, Inc. $0.01 par value common stock (4000) | Direct |
| 2020-12-03 | Amtech Systems, Inc. Non-Employee Director Stock Option | $2.95 | M | 4000 | Disposed | 2022-12-11 | Amtech Systems, Inc. $0.01 par value common stock (4000) | Direct |
| 2020-12-03 | Amtech Systems, Inc. Non-Employee Director Stock Option | $4.77 | M | 6000 | Disposed | 2029-03-06 | Amtech Systems, Inc. $0.01 par value common stock (6000) | Direct |
| 2020-12-03 | Amtech Systems, Inc. Non-Employee Director Stock Option | $4.90 | M | 6000 | Disposed | 2030-03-04 | Amtech Systems, Inc. $0.01 par value common stock (6000) | Direct |
| 2020-12-03 | Amtech Systems, Inc. Non-Employee Director Stock Option | $5.75 | M | 4000 | Disposed | 2027-03-17 | Amtech Systems, Inc. $0.01 par value common stock (4000) | Direct |
Footnotes
F1: Price is the average sale price for multiple sale transactions. Actual sale prices range from $6.85 to $6.965.
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