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AMTECH SYSTEMS INC Director's Dealing 2020

Dec 4, 2020

33995_dirs_2020-12-04_f514b6cf-6b3a-4f29-86a7-3ce74527db38.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMTECH SYSTEMS INC (ASYS)
CIK: 0000720500
Period of Report: 2020-12-03

Reporting Person: KING ROBERT F (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-03 Amtech Systems, Inc. $.01 par value common stock M 4000 $5.25 Acquired 12200 Direct
2020-12-03 Amtech Systems, Inc. $.01 par value common stock M 4000 $2.95 Acquired 16200 Direct
2020-12-03 Amtech Systems, Inc. $.01 par value common stock M 6000 $4.77 Acquired 22200 Direct
2020-12-03 Amtech Systems, Inc. $.01 par value common stock M 6000 $4.90 Acquired 28200 Direct
2020-12-03 Amtech Systems, Inc. $.01 par value common stock M 4000 $5.75 Acquired 32200 Direct
2020-12-03 Amtech Systems, Inc. $.01 par value common stock S 24000 $6.90 Disposed 8200 Direct
2020-12-03 Amtech Systems, Inc. $.01 par value common stock S 6200 $6.75 Disposed 2000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-03 Amtech Systems, Inc. Non-Employee Director Stock Option $5.25 M 4000 Disposed 2025-11-17 Amtech Systems, Inc. $0.01 par value common stock (4000) Direct
2020-12-03 Amtech Systems, Inc. Non-Employee Director Stock Option $2.95 M 4000 Disposed 2022-12-11 Amtech Systems, Inc. $0.01 par value common stock (4000) Direct
2020-12-03 Amtech Systems, Inc. Non-Employee Director Stock Option $4.77 M 6000 Disposed 2029-03-06 Amtech Systems, Inc. $0.01 par value common stock (6000) Direct
2020-12-03 Amtech Systems, Inc. Non-Employee Director Stock Option $4.90 M 6000 Disposed 2030-03-04 Amtech Systems, Inc. $0.01 par value common stock (6000) Direct
2020-12-03 Amtech Systems, Inc. Non-Employee Director Stock Option $5.75 M 4000 Disposed 2027-03-17 Amtech Systems, Inc. $0.01 par value common stock (4000) Direct

Footnotes

F1: Price is the average sale price for multiple sale transactions. Actual sale prices range from $6.85 to $6.965.