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AMTECH SYSTEMS INC Director's Dealing 2018

Jan 12, 2018

33995_dirs_2018-01-12_402c6daf-dc3a-493f-b060-5524722f73d4.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AMTECH SYSTEMS INC (ASYS)
CIK: 0000720500
Period of Report: 2018-01-04

Reporting Person: WHANG MICHAEL (Vice President of Operations)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Amtech Systems, Inc. Employee Stock Option $10.64 2020-08-06 Amtech Systems, Inc. $.01 par value common stock (1000.0) Direct
Amtech Systems, Inc. Employee Stock Option $17.12 2020-11-12 Amtech Systems, Inc. $.01 par value common stock (1000.0) Direct
Amtech Systems, Inc. Employee Stock Option $7.01 2023-12-12 Amtech Systems, Inc. $.01 par value common stock (5000.0) Direct
Amtech Systems, Inc. Employee Stock Option $9.98 2024-11-19 Amtech Systems, Inc. $.01 par value common stock (5000.0) Direct
Amtech Systems, Inc. Employee Stock Option $4.87 2026-10-04 Amtech Systems, Inc. $.01 par value common stock (7500.0) Direct

Footnotes

F1: One-half of the stock option granted vested on each of the first two anniversaries of the 08/06/2010 grant date.

F2: One-half of the stock option granted vested on each of the first two anniversaries of the 11/12/2010 grant date.

F3: One-half of the stock option granted vested on each of the first two anniversaries of the 12/12/2013 grant date.

F4: One-half of the stock option granted vested on each of the first two anniversaries of the 11/19/2014 grant date.

F5: One-half of the stock option granted vests on each of the first two anniversaries of the 10/04/2016 grant date.