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AMTECH SYSTEMS INC Director's Dealing 2018

Jan 19, 2018

33995_dirs_2018-01-19_599290cc-9510-4807-98cf-c6f46e153d6b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMTECH SYSTEMS INC (ASYS)
CIK: 0000720500
Period of Report: 2018-01-18

Reporting Person: KING ROBERT F (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-18 Amtech Systems, Inc. $.01 par value common stock M 2000 $2.95 Acquired 10200 Direct
2018-01-18 Amtech Systems, Inc. $.01 par value common stock M 1666 $6.15 Acquired 11866 Direct
2018-01-18 Amtech Systems, Inc. $.01 par value common stock M 2000 $7.01 Acquired 13866 Direct
2018-01-18 Amtech Systems, Inc. $.01 par value common stock M 5000 $11.05 Acquired 18866 Direct
2018-01-18 Amtech Systems, Inc. $.01 par value common stock M 1033 $7.98 Acquired 19899 Direct
2018-01-18 Amtech Systems, Inc. $.01 par value common stock M 2000 $9.98 Acquired 21899 Direct
2018-01-18 Amtech Systems, Inc. $.01 par value common stock M 2000 $5.25 Acquired 23899 Direct
2018-01-18 Amtech Systems, Inc. $.01 par value common stock M 2000 $5.75 Acquired 25899 Direct
2018-01-18 Amtech Systems, Inc. $.01 par value common stock S 17699 $11.25 Disposed 8200 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-18 Amtech Systems, Inc. Non-Employee Director Stock Option $2.95 M 2000 Disposed 2022-12-11 Amtech Systems, Inc. $.01 par value common stock (2000.0) Direct
2018-01-18 Amtech Systems, Inc. Non-Employee Director Stock Option $6.15 M 1666 Disposed 2019-11-20 Amtech Systems, Inc. $.01 par value common stock (1666.0) Direct
2018-01-18 Amtech Systems, Inc. Non-Employee Director Stock Option $7.01 M 2000 Disposed 2023-12-12 Amtech Systems, Inc. $.01 par value common stock (2000.0) Direct
2018-01-18 Amtech Systems, Inc. Non-Employee Director Stock Option $11.05 M 5000 Disposed 2018-03-14 Amtech Systems, Inc. $.01 par value common stock (5000.0) Direct
2018-01-18 Amtech Systems, Inc. Non-Employee Director Stock Option $7.98 M 1033 Disposed 2021-12-15 Amtech Systems, Inc. $.01 par value common stock (1033.0) Direct
2018-01-18 Amtech Systems, Inc. Non-Employee Director Stock Option $9.98 M 2000 Disposed 2024-11-19 Amtech Systems, Inc. $.01 par value common stock (2000.0) Direct
2018-01-18 Amtech Systems, Inc. Non-Employee Director Stock Option $5.25 M 2000 Disposed 2025-11-17 Amtech Systems, Inc. $.01 par value common stock (2000.0) Direct
2018-01-18 Amtech Systems, Inc. Non-Employee Director Stock Option $5.75 M 2000 Disposed 2027-03-17 Amtech Systems, Inc. $.01 par value common stock (2000.0) Direct

Footnotes

F1: Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.