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AMTECH SYSTEMS INC — Director's Dealing 2018
Jan 19, 2018
33995_dirs_2018-01-19_599290cc-9510-4807-98cf-c6f46e153d6b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMTECH SYSTEMS INC (ASYS)
CIK: 0000720500
Period of Report: 2018-01-18
Reporting Person: KING ROBERT F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-18 | Amtech Systems, Inc. $.01 par value common stock | M | 2000 | $2.95 | Acquired | 10200 | Direct |
| 2018-01-18 | Amtech Systems, Inc. $.01 par value common stock | M | 1666 | $6.15 | Acquired | 11866 | Direct |
| 2018-01-18 | Amtech Systems, Inc. $.01 par value common stock | M | 2000 | $7.01 | Acquired | 13866 | Direct |
| 2018-01-18 | Amtech Systems, Inc. $.01 par value common stock | M | 5000 | $11.05 | Acquired | 18866 | Direct |
| 2018-01-18 | Amtech Systems, Inc. $.01 par value common stock | M | 1033 | $7.98 | Acquired | 19899 | Direct |
| 2018-01-18 | Amtech Systems, Inc. $.01 par value common stock | M | 2000 | $9.98 | Acquired | 21899 | Direct |
| 2018-01-18 | Amtech Systems, Inc. $.01 par value common stock | M | 2000 | $5.25 | Acquired | 23899 | Direct |
| 2018-01-18 | Amtech Systems, Inc. $.01 par value common stock | M | 2000 | $5.75 | Acquired | 25899 | Direct |
| 2018-01-18 | Amtech Systems, Inc. $.01 par value common stock | S | 17699 | $11.25 | Disposed | 8200 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-18 | Amtech Systems, Inc. Non-Employee Director Stock Option | $2.95 | M | 2000 | Disposed | 2022-12-11 | Amtech Systems, Inc. $.01 par value common stock (2000.0) | Direct |
| 2018-01-18 | Amtech Systems, Inc. Non-Employee Director Stock Option | $6.15 | M | 1666 | Disposed | 2019-11-20 | Amtech Systems, Inc. $.01 par value common stock (1666.0) | Direct |
| 2018-01-18 | Amtech Systems, Inc. Non-Employee Director Stock Option | $7.01 | M | 2000 | Disposed | 2023-12-12 | Amtech Systems, Inc. $.01 par value common stock (2000.0) | Direct |
| 2018-01-18 | Amtech Systems, Inc. Non-Employee Director Stock Option | $11.05 | M | 5000 | Disposed | 2018-03-14 | Amtech Systems, Inc. $.01 par value common stock (5000.0) | Direct |
| 2018-01-18 | Amtech Systems, Inc. Non-Employee Director Stock Option | $7.98 | M | 1033 | Disposed | 2021-12-15 | Amtech Systems, Inc. $.01 par value common stock (1033.0) | Direct |
| 2018-01-18 | Amtech Systems, Inc. Non-Employee Director Stock Option | $9.98 | M | 2000 | Disposed | 2024-11-19 | Amtech Systems, Inc. $.01 par value common stock (2000.0) | Direct |
| 2018-01-18 | Amtech Systems, Inc. Non-Employee Director Stock Option | $5.25 | M | 2000 | Disposed | 2025-11-17 | Amtech Systems, Inc. $.01 par value common stock (2000.0) | Direct |
| 2018-01-18 | Amtech Systems, Inc. Non-Employee Director Stock Option | $5.75 | M | 2000 | Disposed | 2027-03-17 | Amtech Systems, Inc. $.01 par value common stock (2000.0) | Direct |
Footnotes
F1: Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
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