AMTECH SYSTEMS INC — Director's Dealing 2018

Jun 1, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMTECH SYSTEMS INC (ASYS)
CIK: 0000720500
Period of Report: 2018-05-31

Reporting Person: Pentinga Fokko (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-05-31	Amtech Systems, Inc. $.01 par value common stock	M	1920	$3.80	Acquired	16920	Direct
2018-05-31	Amtech Systems, Inc. $.01 par value common stock	S	1920	$10.22	Disposed	15000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-05-31	Amtech Systems, Inc. Employee Stock Option	$3.8	M	1920	Disposed	2018-12-09	Amtech Systems, Inc. $.01 par value common stock (1920.0)	Direct

Footnotes

F1: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $10.19 to $10.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.