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AMTECH SYSTEMS INC — Director's Dealing 2016
Apr 4, 2016
33995_dirs_2016-04-04_43e1471b-60f2-4b35-9eec-029da5d47dae.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMTECH SYSTEMS INC (ASYS)
CIK: 0000720500
Period of Report: 2016-04-01
Reporting Person: HASS ROBERT T (Interim CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1582 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $3.8 | 2018-12-09 | Amtech Systems, Inc. $.01 par value common stock (3884.0) | Direct | |
| Stock Options (right to buy) | $6.15 | 2019-11-20 | Amtech Systems, Inc. $.01 par value common stock (2667.0) | Direct | |
| Stock Options (right to buy) | $10.64 | 2020-08-06 | Amtech Systems, Inc. $.01 par value common stock (1333.0) | Direct | |
| Stock Options (right to buy) | $7.98 | 2021-12-15 | Amtech Systems, Inc. $.01 par value common stock (5000.0) | Direct | |
| Stock Options (right to buy) | $2.95 | 2022-12-11 | Amtech Systems, Inc. $.01 par value common stock (9938.0) | Direct | |
| Stock Options (right to buy) | $7.01 | 2023-12-12 | Amtech Systems, Inc. $.01 par value common stock (5000.0) | Direct | |
| Stock Options (right to buy) | $9.98 | 2024-11-19 | Amtech Systems, Inc. $.01 par value common stock (2500.0) | Direct |
Footnotes
F1: Stock options vested one-fourth (1/4) annually commencing on the first anniversary of the 12/09/2008 grant date.
F2: Reporting person has exercised 5,116 of the 9,000 vested options.
F3: Stock options vested one-fourth (1/4) annually commencing on the first anniversary of the 11/20/2009 grant date.
F4: Stock options vested one-fourth (1/4) annually commencing on the first anniversary of the 08/06/2010 grant date.
F5: Stock options vested one-fourth (1/4) annually commencing on the first anniversary of the 12/15/2011 grant date.
F6: Stock options vest one-fourth (1/4) annually commencing on the first anniversary of the 12/11/2012 grant date.
F7: Reporting person has exercised 1,000 of the 10,938 vested options.
F8: Stock options vested one-half (1/2) annually commencing on the first anniversary of the 12/12/2013 grant date.
F9: Stock options vest one-half (1/2) annually commencing on the first anniversary of the 11/19/2014 grant date.