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AMTECH SYSTEMS INC — Director's Dealing 2015
Feb 2, 2015
33995_dirs_2015-02-02_f9ba9471-dd37-4f99-9cdc-58d8e912d6e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMTECH SYSTEMS INC (ASYS)
CIK: 0000720500
Period of Report: 2015-01-30
Reporting Person: WANSEM PAUL J VAN DER (Director, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-30 | Common Stock | A | 337295 | — | Acquired | 337295 | Direct |
| 2015-01-30 | Common Stock | A | 120122 | — | Acquired | 120122 | Indirect |
| 2015-01-30 | Common Stock | A | 37847 | — | Acquired | 37847 | Indirect |
| 2015-01-30 | Common Stock | A | 29733 | — | Acquired | 29733 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-30 | Stock Options (right to buy) | $30.54 | A | 21720 | Acquired | 2015-05-16 | Common Stock (21720) | Direct |
| 2015-01-30 | Stock Options (right to buy) | $15.23 | A | 10860 | Acquired | 2015-10-31 | Common Stock (10860) | Direct |
| 2015-01-30 | Stock Options (right to buy) | $12.34 | A | 10860 | Acquired | 2016-05-15 | Common Stock (10860) | Direct |
| 2015-01-30 | Stock Options (right to buy) | $17.60 | A | 16455 | Acquired | 2016-10-26 | Common Stock (16455) | Direct |
| 2015-01-30 | Stock Options (right to buy) | $16.35 | A | 11518 | Acquired | 2017-05-21 | Common Stock (11518) | Direct |
| 2015-01-30 | Stock Options (right to buy) | $21.24 | A | 11518 | Acquired | 2017-11-01 | Common Stock (11518) | Direct |
| 2015-01-30 | Stock Options (right to buy) | $27.47 | A | 6911 | Acquired | 2018-05-20 | Common Stock (6911) | Direct |
| 2015-01-30 | Stock Options (right to buy) | $10.82 | A | 6911 | Acquired | 2018-11-03 | Common Stock (6911) | Direct |
| 2015-01-30 | Stock Options (right to buy) | $9.21 | A | 8227 | Acquired | 2019-06-04 | Common Stock (8227) | Direct |
| 2015-01-30 | Stock Options (right to buy) | $6.08 | A | 8227 | Acquired | 2019-11-05 | Common Stock (8227) | Direct |
| 2015-01-30 | Stock Options (right to buy) | $7.14 | A | 4113 | Acquired | 2020-06-03 | Common Stock (4113) | Direct |
| 2015-01-30 | Stock Options (right to buy) | $9.94 | A | 5923 | Acquired | 2020-11-04 | Common Stock (5923) | Direct |
| 2015-01-31 | Stock Options (right to buy) | $8.20 | A | 30000 | Acquired | 2025-01-31 | Common Stock (30000) | Direct |
Footnotes
F1: Received in exchange for 1,024,900 shares of BTU International, Inc. ("BTU") common stock in connection with merger (the "Merger") of BTU Merger Sub, Inc. with and into BTU, with BTU surviving as the wholly owned subsidiary of Amtech Systems, Inc. ("Amtech"). On the effective date of the Merger, the closing price of BTU's common stock was $2.62 per share, and the closing price of Amtech's common stock was $8.20 per share.
F2: Received in exchange for 365,000 shares of BTU common stock in connection with the Merger. On the effective date of the Merger, the closing price of BTU's common stock was $2.62 per share, and the closing price of Amtech's common stock was $8.20 per share.
F3: Mr. van der Wansem disclaims beneficial ownership of the shares held by the Partnership except to the extent of his pecuniary interest.
F4: Received in exchange for 115,000 shares of BTU common stock in connection with the Merger. On the effective date of the Merger, the closing price of BTU's common stock was $2.62 per share, and the closing price of Amtech's common stock was $8.20 per share.
F5: Mr. van der Wansem disclaims beneficial ownership in shares held by his wife.
F6: Received in exchange for 90,344 shares of BTU common stock in connection with the Merger. On the effective date of the Merger, the closing price of BTU's common stock was $2.62 per share, and the closing price of Amtech's common stock was $8.20 per share.
F7: Mr. van der Wansem disclaims any beneficial ownership is shares held by the 1981 Van der Wansem Family Trust.
F8: Received in the Merger in exchange for a stock option to acquire 66,000 shares of BTU common stock for $10.05 per share.
F9: Received in the Merger in exchange for a stock option to acquire 33,000 shares of BTU common stock for $5.01 per share.
F10: Received in the Merger in exchange for a stock option to acquire 33,000 shares of BTU common stock for $4.06 per share.
F11: Received in the Merger in exchange for a stock option to acquire 50,000 shares of BTU common stock for $5.79 per share.
F12: Received in the Merger in exchange for a stock option to acquire 35,000 shares of BTU common stock for $5.38 per share.
F13: Received in the Merger in exchange for a stock option to acquire 35,000 shares of BTU common stock for $6.99 per share.
F14: Received in the Merger in exchange for a stock option to acquire 21,000 shares of BTU common stock for $9.04 per share.
F15: Received in the Merger in exchange for a stock option to acquire 21,000 shares of BTU common stock for $3.56 per share.
F16: Received in the Merger in exchange for a stock option to acquire 25,000 shares of BTU common stock for $3.03 per share.
F17: Received in the Merger in exchange for a stock option to acquire 25,000 shares of BTU common stock for $2.00 per share.
F18: Received in the Merger in exchange for a stock option to acquire 12,500 shares of BTU common stock for $2.35 per share.
F19: Received in the Merger in exchange for a stock option to acquire 18,000 shares of BTU common stock for $3.27 per share.
F20: The options vests in three equal annual installments on each of the first three anniversaries of the grant date, beginning on January 31, 2016.