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AMTECH SYSTEMS INC — Director's Dealing 2014
Feb 13, 2014
33995_dirs_2014-02-13_87a855c7-f97d-473e-8d50-e9a1466ca868.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AMTECH SYSTEMS INC (ASYS)
CIK: 0000720500
Period of Report: 2014-02-11
Reporting Person: Anderson Bradley Clark (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-11 | Amtech Systems, Inc. $.01 par value common stock | M | 15637 | $2.95 | Acquired | 61403 | Direct |
| 2014-02-11 | Amtech Systems, Inc. $.01 par value common stock | S | 15637 | $9.4127 | Disposed | 45766 | Direct |
| 2014-02-11 | Amtech Systems, Inc. $.01 par value common stock | M | 7500 | $3.8 | Acquired | 53266 | Direct |
| 2014-02-11 | Amtech Systems, Inc. $.01 par value common stock | S | 7500 | $9.4127 | Disposed | 45766 | Direct |
| 2014-02-12 | Amtech Systems, Inc. $.01 par value common stock | M | 9361 | $2.95 | Acquired | 55127 | Direct |
| 2014-02-12 | Amtech Systems, Inc. $.01 par value common stock | S | 9361 | $9.3862 | Disposed | 45766 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-11 | Amtech Systems, Inc. Employee Stock Option | $2.95 | M | 15637 | Acquired | 2022-12-11 | Amtech Systems, Inc. $.01 par value common stock (15637) | Direct |
| 2014-02-11 | Amtech Systems, Inc. Employee Stock Option | $3.8 | M | 7500 | Acquired | 2018-12-09 | Amtech Systems, Inc. $.01 par value common stock (7500) | Direct |
| 2014-02-12 | Amtech Systems, Inc. Employee Stock Option | $2.95 | M | 9361 | Acquired | 2022-12-11 | Amtech Systems, Inc. $.01 par value common stock (9361) | Direct |
Footnotes
F1: Price omitted because the transaction is a grant of a stock option.
F2: This is the number of derivative securities, with the same terms and conditions, following the reported transaction.
F3: This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, with different terms and conditions, held following the reported transaction is 117,075, net of options cancelled.
F4: This amendment is filed to correct the Amount of Securities Benficially Owned Following Reported Transactions