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AMTECH SYSTEMS INC Director's Dealing 2014

Mar 7, 2014

33995_dirs_2014-03-07_148349b1-7eed-425a-9cb6-957d92b82f34.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMTECH SYSTEMS INC (ASYS)
CIK: 0000720500
Period of Report: 2014-03-05

Reporting Person: Giese Alfred (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-05 Amtech Systems, Inc. $.01 par value common stock M 5000 $6.15 Acquired 6520 Direct
2014-03-05 Amtech Systems, Inc. $.01 par value common stock S 5000 $12.892 Disposed 1520 Direct
2014-03-07 Amtech Systems, Inc. $.01 par value common stock M 50 $7.98 Acquired 1570 Direct
2014-03-07 Amtech Systems, Inc. $.01 par value common stock S 50 $13.3 Disposed 1520 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-03-05 Amtech Systems, Inc. Non-Employee Director Stock Option $6.15 M 5000 Disposed 2019-11-20 Amtech Systems, Inc. $.01 par value common stock (5000) Direct
2014-03-07 Amtech Systems, Inc. Non-Employee Director Stock Option $7.98 M 50 Disposed 2021-12-15 Amtech Systems, Inc. $.01 par value common stock (50) Direct

Footnotes

F1: Exercise of stock option.

F2: This is the number of derivative securities, with the same terms and conditions, following the reported transaction.

F3: This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, with different terms and conditions, held following the reported transaction is 25,450.