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Amplitude, Inc. — Director's Dealing 2023
Mar 23, 2023
31905_dirs_2023-03-23_d2b38b4a-9c25-45ac-8475-3295e994da55.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amplitude, Inc. (AMPL)
CIK: 0001866692
Period of Report: 2023-03-21
Reporting Person: Battery Partners XI, LLC (10% Owner)
Reporting Person: Battery Partners XI Side Fund, LLC (10% Owner)
Reporting Person: Battery Investment Partners XI, LLC (10% Owner)
Reporting Person: Battery Ventures XI-A Side Fund, L.P. (10% Owner)
Reporting Person: Battery Ventures XI-A, L.P. (10% Owner)
Reporting Person: Battery Ventures XI-B Side Fund, L.P. (10% Owner)
Reporting Person: Battery Ventures XI-B, L.P. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-21 | Class A Common Stock | J | 36000 | $0.00 | Disposed | 154579 | Indirect |
| 2023-03-21 | Class A Common Stock | J | 776762 | $0.00 | Disposed | 3335348 | Indirect |
| 2023-03-21 | Class A Common Stock | J | 807008 | $0.00 | Disposed | 3465221 | Indirect |
| 2023-03-21 | Class A Common Stock | J | 205238 | $0.00 | Disposed | 881274 | Indirect |
| 2023-03-21 | Class A Common Stock | J | 174992 | $0.00 | Disposed | 751403 | Indirect |
| 2023-03-21 | Class A Common Stock | J | 186943 | $0.00 | Acquired | 186943 | Indirect |
| 2023-03-21 | Class A Common Stock | J | 186943 | $0.00 | Disposed | 0 | Indirect |
| 2023-03-21 | Class A Common Stock | J | 186952 | $0.00 | Acquired | 186952 | Indirect |
| 2023-03-21 | Class A Common Stock | J | 186952 | $0.00 | Disposed | 0 | Indirect |
Footnotes
F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners XI, LLC ("BIP XI") to its members without additional consideration.
F2: Shares held by BIP XI. Battery Partners XI, LLC ("BP XI") is the managing member of BIP XI and may be deemed to beneficially own the shares held by BIP XI. BP XI disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures XI-A, L.P. ("BV XI-A") to its general partner and limited partners without additional consideration.
F4: Shares held by BV XI-A. BP XI is the general partner of BV XI-A and may be deemed to beneficially own the shares held by BV XI-A. BP XI disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F5: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures XI-A Side Fund, L.P. ("BV XI-A SF") to its general partner and limited partners without additional consideration.
F6: Shares held by BV XI-A SF. Battery Partners XI Side Fund, LLC ("BP XI SF") is the general partner of BV XI-A SF and may be deemed to beneficially own the shares held by BV XI-A SF. BP XI SF disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F7: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures XI-B, L.P. ("BV XI-B") to its general partner and limited partners without additional consideration.
F8: Shares held by BV XI-B. BP XI is the general partner of BV XI-B and may be deemed to beneficially own the shares held by BV XI-B. BP XI disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F9: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures XI-B Side Fund, L.P. ("BV XI-B SF") to its general partner and limited partners without additional consideration.
F10: Shares held by BV XI-B SF. BP XI SF is the general partner of BV XI-B SF and may be deemed to beneficially own the shares held by BV XI-B SF. BP XI SF disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F11: Represents receipt of shares in the distribution in kind described in footnotes (3) and (7).
F12: Shares held by BP XI.
F13: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP XI to its members without consideration.
F14: Represents receipt of shares in the distribution in kind described in footnotes (5) and (9).
F15: Shares held by BP XI SF.
F16: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP XI SF to its members without consideration.