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Amplitude, Inc. — Director's Dealing 2021
Sep 24, 2021
31905_dirs_2021-09-23_3b7880a3-0671-4f39-adbe-d2f1fb3cda22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amplitude, Inc. (AMPL)
CIK: 0001866692
Period of Report: 2021-08-30
Reporting Person: Skates Spenser (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-21 | Class A Common Stock | C | 600000 | $0.00 | Acquired | 600000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-21 | Class B Common Stock | $ | C | 600000 | Disposed | Class A Common Stock (600000) | Direct | |
| 2021-08-30 | Stock Option (Right to Buy) | $4.19 | M | 310000 | Disposed | 2030-12-28 | Common Stock (310000) | Direct |
| 2021-08-30 | Class B Common Stock | $ | M | 310000 | Acquired | Class A Common Stock (310000) | Direct | |
| 2021-09-10 | Class B Common Stock | $ | G | 759352 | Disposed | Class A Common Stock (759352) | Direct | |
| 2021-09-10 | Class B Common Stock | $ | S | 290322 | Disposed | Class A Common Stock (290322) | Direct |
Footnotes
F1: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the death or incapacity of the holder, (c) the date that is six months following the date on which the holder is no longer an employee or director of the Issuer (unless such holder has rejoined the Issuer during such six-month period) or (d) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).
F2: Transaction is being reported herein pursuant to Rule 16a-2(a).
F3: The option is early exercisable. 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.
F4: In connection with the reclassification of the Issuer's Common Stock on August 30, 2021, each share of Common Stock held by the Reporting Person was automatically reclassified as Class B Common Stock.
F5: The securities were sold in a private secondary sale transaction.