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Amplify Commodity Trust — Regulatory Filings 2018
Mar 13, 2018
35618_rns_2018-03-13_c06ff4c0-ae49-44ee-99aa-71a778389584.zip
Regulatory Filings
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8-A12B 1 s109330_8-a12b.htm 8-A12B
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
FORM 8-A
For Registration of Certain Classes of Securities Pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934
| ETF Managers Group Commodity Trust I |
|---|
| (Exact name of registrant as specified in its charter) |
| Delaware | (see below) |
|---|---|
| (State of incorporation or organization) | (I.R.S. Employer Identification No.) |
| 30 Maple Street, Suite 2, Summit, NJ | 07901 |
|---|---|
| (Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
| Title of each class to be so registered | Name of each exchange on which each class is to be registered |
|---|---|
| Common units of Breakwave Dry Bulk Shipping ETF, a series of the Registrant | NYSE Arca Inc. |
If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x
If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ¨
Securities Act registration statement file number to which this form relates: 333-218453
Securities to be registered pursuant to Section 12(g) of the Act:
| None |
|---|
| (Title of class) |
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INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of the Registrant's Securities to be Registered
The securities to be registered hereby are units of Breakwave Dry Bulk Shipping ETF (the “Fund”), a series of the Registrant. The description of the units of the Fund set forth in the ETF Managers Group Commodity Trust I (the “Trust”) Registration Statement on Form S-1 (File No. 333- 218453) filed with the Securities and Exchange Commission on March 7, 2018, as amended from time to time (the “Registration Statement”), is hereby incorporated by reference herein. Any form of prospectus or prospectus supplement to the Registration Statement that includes such description and is subsequently filed is hereby also incorporated by reference herein.
The Fund to which this filing relates and its I.R.S. Employer Identification Number is as follows:
| Title of Each Class of Securities to be Registered | IRS Employer ID Number |
|---|---|
| Breakwave Dry Bulk Shipping ETF | 82-3581345 |
Item 2. Exhibits
The following exhibits to this registration statement on Form 8-A are incorporated by reference from the documents specified which have been filed with the Securities and Exchange Commission.
| Exhibit No. | Description |
|---|---|
| 1 | ETF Managers Group Commodity Trust I Form S-1 Registration Statement, as amended (File No. 333- 218453 ), filed with the Securities and Exchange Commission on March 7, 2018 (incorporated herein by reference). |
| 2 | Amended and Restated Declaration of Trust and Trust Agreement, incorporated herein by reference to Exhibit 3.1 to Pre-Effective Amendment No. 2 to the Trust’s Registration Statement (File No. 333-199190) filed on January 12, 2015. |
| 3 | Instrument Establishing Fund, herein incorporated by reference to Exhibit 3.1(b) to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement (File No. 333-218453) filed on October 6, 2017. |
| 4 | Amended Exhibit C to the Amended and Restated Declaration of Trust and Trust Agreement, herein incorporated by reference to Exhibit 3.1(c) to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement (File No. 333-218453) filed on October 6, 2017. |
| 5 | Certificate of Trust of ETF Managers Group Commodity Trust I, incorporated herein by reference to Exhibit 3.2 to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement (File No. 333-199190) filed on November 26, 2014. |
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: March 13, 2018
| ETF Managers Group Commodity Trust I | |
|---|---|
| By: | ETF Managers Capital, LLC, |
| as Sponsor | |
| By: | /s/ Samuel Masucci III |
| Samuel Masucci III | |
| Principal Executive Officer |
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INDEX TO EXHIBITS
| Exhibit No. | Description |
|---|---|
| 1 | ETF Managers Group Commodity Trust I Form S-1 Registration Statement, as amended (File No. 333- 218453 ), filed with the Securities and Exchange Commission on March 7, 2018 (incorporated herein by reference). |
| 2 | Amended and Restated Declaration of Trust and Trust Agreement, incorporated herein by reference to Exhibit 3.1 to Pre-Effective Amendment No. 2 to the Trust’s Registration Statement (File No. 333-199190) filed on January 12, 2015. |
| 3 | Instrument Establishing Fund, herein incorporated by reference to Exhibit 3.1(b) to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement (File No. 333-218453) filed on October 6, 2017. |
| 4 | Amended Exhibit C to the Amended and Restated Declaration of Trust and Trust Agreement, herein incorporated by reference to Exhibit 3.1(c) to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement (File No. 333-218453) filed on October 6, 2017. |
| 5 | Certificate of Trust of ETF Managers Group Commodity Trust I, incorporated herein by reference to Exhibit 3.2 to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement (File No. 333-199190) filed on November 26, 2014. |
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