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AMPHENOL CORP /DE/ — Director's Dealing 2021
May 5, 2021
29818_dirs_2021-05-05_469b64cb-60e8-420a-9e13-a52e63b1d92e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMPHENOL CORP /DE/ (APH)
CIK: 0000820313
Period of Report: 2021-05-03
Reporting Person: NORWITT RICHARD ADAM (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-03 | Class A Common Stock-Richard and Glori Joint Account | M | 150000 | $23.85 | Acquired | 632424 | Direct |
| 2021-05-03 | Class A Common Stock-Richard and Glori Joint Account | S | 150000 | $66.7101 | Disposed | 482424 | Direct |
| 2021-05-04 | Class A Common Stock | M | 300000 | $23.85 | Acquired | 300000 | Direct |
| 2021-05-04 | Class A Common Stock | S | 300000 | $65.9988 | Disposed | 0 | Direct |
| 2021-05-04 | Class A Common Stock-Richard and Glori Joint Account | M | 150000 | $23.85 | Acquired | 632424 | Direct |
| 2021-05-04 | Class A Common Stock-Richard and Glori Joint Account | S | 100000 | $65.7527 | Disposed | 532424 | Direct |
| 2021-05-05 | Class A Common Stock | M | 600000 | $23.85 | Acquired | 600000 | Direct |
| 2021-05-05 | Class A Common Stock | S | 600000 | $66.7786 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-03 | Stock Option | $23.8575 | M | 150000 | Disposed | 2024-05-22 | Class A Common Stock (150000) | Direct |
| 2021-05-04 | Stock Option | $23.8575 | M | 300000 | Disposed | 2024-05-22 | Class A Common Stock (300000) | Direct |
| 2021-05-04 | Stock Option | $23.8575 | M | 150000 | Disposed | 2024-05-22 | Class A Common Stock (150000) | Direct |
| 2021-05-05 | Stock Option | $23.8575 | M | 600000 | Disposed | 2024-05-22 | Class A Common Stock (600000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock-Trust | 465918 | Indirect |
| IRA | 1984 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $66.11 to $67.715.
F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $65.75 to $66.1937.
F4: This transaction was executed in multiple trades at prices ranging from $65.75 to $69.7950.
F5: This transaction was executed in multiple trades ranging from $66.33 to $67.25.