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AMPHENOL CORP /DE/ — Director's Dealing 2021
Dec 7, 2021
29818_dirs_2021-12-07_219dabe1-ff42-4d98-abbe-654aab46aca9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMPHENOL CORP /DE/ (APH)
CIK: 0000820313
Period of Report: 2021-09-27
Reporting Person: NORWITT RICHARD ADAM (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-03 | Class A Common Stock | M | 547087 | $28.98 | Acquired | 547087 | Direct |
| 2021-12-03 | Class A Common Stock | S | 547087 | $81.483 | Disposed | 0 | Direct |
| 2021-12-03 | Class A Common Stock-Joint Account | M | 302913 | $28.98 | Acquired | 835337 | Direct |
| 2021-12-06 | Class A Common Stock | M | 217913 | $28.98 | Acquired | 217913 | Direct |
| 2021-12-06 | Class A Common Stock | S | 217913 | $82.3321 | Disposed | 0 | Direct |
| 2021-12-06 | Class A Common Stock-Joint Account | M | 132087 | $28.98 | Acquired | 967424 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-03 | Stock Option | $28.985 | M | 547087 | Disposed | 2025-05-21 | Class A Common Stock (547087) | Direct |
| 2021-12-03 | Stock Option | $28.985 | M | 302913 | Disposed | 2025-05-21 | Class A Common Stock (302913) | Direct |
| 2021-12-06 | Stock Option | $28.985 | M | 217913 | Disposed | 2025-05-21 | Class A Common Stock (217913) | Direct |
| 2021-12-06 | Stock Option | $28.985 | M | 132087 | Disposed | 2025-05-21 | Class A Common Stock (132087) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock-Trust | 465918 | Indirect |
| IRA | 1984 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $80.98 to $81.76.
F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $82.00 to $82.74.
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