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AMPHENOL CORP /DE/ — Director's Dealing 2020
Jun 8, 2020
29818_dirs_2020-06-08_0d5f47b8-2101-4f93-85dc-1622e734b00b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMPHENOL CORP /DE/ (APH)
CIK: 0000820313
Period of Report: 2020-06-04
Reporting Person: NORWITT RICHARD ADAM (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-04 | Class A Common Stock | M | 200000 | $39.00 | Acquired | 200000 | Direct |
| 2020-06-04 | Class A Common Stock | S | 200000 | $102.5882 | Disposed | 0 | Direct |
| 2020-06-05 | Class A Common Stock | M | 325000 | $39.00 | Acquired | 325000 | Direct |
| 2020-06-05 | Class A Common Stock | S | 325000 | $105.1216 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-04 | Stock Option | $39.00 | M | 200000 | Disposed | 2023-05-23 | Class A Common Stock (200000) | Direct |
| 2020-06-05 | Stock Option | $39.00 | M | 325000 | Disposed | 2023-05-23 | Class A Common Stock (325000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock-Trust | 446816 | Indirect |
| IRA | 992 | Direct |
| Richard A. Norwitt Grantor Retained Annuity Trust-A-1 | 27355 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $102.22 to $103.20.
F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $104.75 to $105.63.
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