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AMPHENOL CORP /DE/ — Director's Dealing 2020
Nov 5, 2020
29818_dirs_2020-11-05_8105a681-c56a-4f3d-a46e-b09608b334d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMPHENOL CORP /DE/ (APH)
CIK: 0000820313
Period of Report: 2020-11-03
Reporting Person: Raley Zachary W (SVP GGM RF & BROADBAND)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-03 | Class A Common Stock | M | 61581 | $39.00 | Acquired | 61581 | Direct |
| 2020-11-03 | Class A Common Stock | S | 61581 | $117.0578 | Disposed | 0 | Direct |
| 2020-11-04 | Class A Common Stock | M | 68419 | $39.00 | Acquired | 68419 | Direct |
| 2020-11-04 | Class A Common Stock | S | 68419 | $117.1812 | Disposed | 0 | Direct |
| 2020-11-04 | Class A Common Stock | M | 140000 | $47.715 | Acquired | 140000 | Direct |
| 2020-11-04 | Class A Common Stock | S | 140000 | $117.1812 | Disposed | 0 | Direct |
| 2020-11-04 | Class A Common Stock | M | 33600 | $57.97 | Acquired | 33600 | Direct |
| 2020-11-04 | Class A Common Stock | S | 33600 | $117.1812 | Disposed | 0 | Direct |
| 2020-11-05 | Class A Common Stock | M | 106400 | $57.97 | Acquired | 106400 | Direct |
| 2020-11-05 | Class A Common Stock | S | 106400 | $118.3889 | Disposed | 0 | Direct |
| 2020-11-05 | Class A Common Stock | M | 121600 | $57.99 | Acquired | 121600 | Direct |
| 2020-11-05 | Class A Common Stock | S | 121600 | $118.3889 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-03 | Stock Option | $39.00 | M | 61581 | Disposed | 2023-05-23 | Class A Common Stock (61581) | Direct |
| 2020-11-04 | Stock Option | $39.00 | M | 68419 | Disposed | 2023-05-23 | Class A Common Stock (68419) | Direct |
| 2020-11-04 | Stock Option | $47.715 | M | 140000 | Disposed | 2024-05-22 | Class A Common Stock (140000) | Direct |
| 2020-11-04 | Stock Option | $57.97 | M | 33600 | Disposed | 2025-05-21 | Class A Common Stock (33600) | Direct |
| 2020-11-05 | Stock Option | $57.97 | M | 106400 | Disposed | 2025-05-21 | Class A Common Stock (106400) | Direct |
| 2020-11-05 | Stock Option | $57.99 | M | 121600 | Disposed | 2026-05-26 | Class A Common Stock (121600) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $117.00 to $118.00.
F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades ranging from $116.00 to$117.69.
F4: This transaction was executed in multiple transactions ranging from $118.00 to $119.1840.