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AMPHENOL CORP /DE/ — Director's Dealing 2019
Apr 30, 2019
29818_dirs_2019-04-30_8091d84a-04d1-4be2-a902-5fede468daa4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMPHENOL CORP /DE/ (APH)
CIK: 0000820313
Period of Report: 2019-04-26
Reporting Person: NORWITT RICHARD ADAM (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-26 | Class A Common Stock | M | 200000 | $26.63 | Acquired | 200000 | Direct |
| 2019-04-26 | Class A Common Stock | S | 200000 | $99.5806 | Disposed | 0 | Direct |
| 2019-04-29 | Class A Common Stock | M | 51525 | $26.63 | Acquired | 51525 | Direct |
| 2019-04-29 | Class A Common Stock | S | 51525 | $99.4665 | Disposed | 0 | Direct |
| 2019-04-30 | Class A Common Stock | M | 178475 | $26.63 | Acquired | 178475 | Direct |
| 2019-04-30 | Class A Common Stock | S | 178475 | $99.3152 | Disposed | 0 | Direct |
| 2019-04-30 | Class A Common Stock-Richard and Glori Joint Account | M | 50000 | $26.63 | Acquired | 118045 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-26 | Stock Option | $26.63 | M | 200000 | Disposed | 2022-05-24 | Class A Common Stock (200000) | Direct |
| 2019-04-29 | Stock Option | $26.63 | M | 51525 | Disposed | 2022-05-24 | Class A Common Stock (51525) | Direct |
| 2019-04-30 | Stock Option | $26.63 | M | 178475 | Disposed | 2022-05-24 | Class A Common Stock (178475) | Direct |
| 2019-04-30 | Stock Option | $26.63 | M | 50000 | Disposed | 2022-05-24 | Class A Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock-Trust | 267331 | Indirect |
| IRA | 992 | Direct |
| Richard A. Norwitt Grantor Retained Annuity Trust-A-1 | 33795 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $99.35 to $100.0683.
F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $99.00 to $100.47.
F4: This transaction was executed in multiple trades ranging from $99.011 to $99.5162.