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AMPHENOL CORP /DE/ — Director's Dealing 2016
Mar 8, 2016
29818_dirs_2016-03-08_858f0e8a-9e3a-4aca-9843-dc8c9c61a66a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMPHENOL CORP /DE/ (APH)
CIK: 0000820313
Period of Report: 2016-03-04
Reporting Person: NORWITT RICHARD ADAM (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-04 | Class A Common Stock | M | 200000 | $22.975 | Acquired | 200992 | Direct |
| 2016-03-04 | Class A Common Stock | S | 200000 | $56.282 | Disposed | 992 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-04 | Stock Option | $22.975 | M | 200000 | Disposed | 2018-05-21 | Class A Common Stock (200000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Richard A. Norwitt Grantor Retained Annuity Trust-A | 51465 | Indirect |
| Richard A. Norwitt Grantor Retained Annuity Trust-B | 51465 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $56.55 to $56.12.
F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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