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AMPHENOL CORP /DE/ — Director's Dealing 2016
Jul 26, 2016
29818_dirs_2016-07-26_76ce1997-b647-44a9-9ac9-8c47781ce7e3.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AMPHENOL CORP /DE/ (APH)
CIK: 0000820313
Period of Report: 2016-05-25
Reporting Person: NORWITT RICHARD ADAM (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-25 | Class A Common Stock | M | 145000 | $16.005 | Acquired | 145992 | Direct |
| 2016-05-25 | Class A Common Stock | S | 145000 | $57.6985 | Disposed | 992 | Direct |
| 2016-05-25 | Class A Common Stock | M | 145000 | $16.005 | Acquired | 145992 | Direct |
| 2016-05-25 | Class A Common Stock | S | 40259 | $57.7161 | Disposed | 105733 | Direct |
| 2016-05-25 | Class A Common Stock | M | 104741 | $16.005 | Disposed | 992 | Direct |
| 2016-05-25 | Class A Common Stock-Trust | M | 104741 | $16.005 | Acquired | 104741 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-25 | Stock Option | $16.005 | M | 145000 | Disposed | 2019-05-20 | Class A Common Stock (145000) | Direct |
| 2016-05-25 | Stock Option-Trust | $16.005 | M | 145000 | Disposed | 2019-05-20 | Class A Common Stock (145000) | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $57.60 to $57.90.
F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $57.65 to $57.781.
F4: Amended filing clarifies that the 40,259 shares sold and the 104,741 shares retained upon exercise of 145,000 shares by the Norwitt Family Trust are owned by Reporting Person indirectly.