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AMPHENOL CORP /DE/ Director's Dealing 2016

Jul 26, 2016

29818_dirs_2016-07-26_76ce1997-b647-44a9-9ac9-8c47781ce7e3.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: AMPHENOL CORP /DE/ (APH)
CIK: 0000820313
Period of Report: 2016-05-25

Reporting Person: NORWITT RICHARD ADAM (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-25 Class A Common Stock M 145000 $16.005 Acquired 145992 Direct
2016-05-25 Class A Common Stock S 145000 $57.6985 Disposed 992 Direct
2016-05-25 Class A Common Stock M 145000 $16.005 Acquired 145992 Direct
2016-05-25 Class A Common Stock S 40259 $57.7161 Disposed 105733 Direct
2016-05-25 Class A Common Stock M 104741 $16.005 Disposed 992 Direct
2016-05-25 Class A Common Stock-Trust M 104741 $16.005 Acquired 104741 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-05-25 Stock Option $16.005 M 145000 Disposed 2019-05-20 Class A Common Stock (145000) Direct
2016-05-25 Stock Option-Trust $16.005 M 145000 Disposed 2019-05-20 Class A Common Stock (145000) Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $57.60 to $57.90.

F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $57.65 to $57.781.

F4: Amended filing clarifies that the 40,259 shares sold and the 104,741 shares retained upon exercise of 145,000 shares by the Norwitt Family Trust are owned by Reporting Person indirectly.