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AMPHENOL CORP /DE/ Director's Dealing 2016

Oct 28, 2016

29818_dirs_2016-10-28_88f9a9f9-ee21-4c9d-97af-f3dd41098523.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: AMPHENOL CORP /DE/ (APH)
CIK: 0000820313
Period of Report: 2016-10-21

Reporting Person: NORWITT RICHARD ADAM (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-21 Class A Common Stock M 304000 $16.005 Acquired 304992 Direct
2016-10-21 Class A Common Stock S 245000 $66.0744 Disposed 59992 Direct
2016-10-24 Class A Common Stock M 84000 $16.005 Acquired 143992 Direct
2016-10-24 Class A Common Stock S 50000 $66.271 Disposed 93992 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-21 Stock Option $16.005 M 304000 Disposed 2019-05-20 Class A Common Stock (304000) Direct
2016-10-24 Stock Option $16.005 M 84000 Disposed 2019-05-20 Class A Common Stock (84000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock-Trust 124741 Indirect
Richard A. Norwitt Grantor Retained Annuity Trust-A 51465 Indirect
Richard A. Norwitt Grantor Retained Annuity Trust-B 51465 Indirect

Footnotes

F1: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $65.94 to $66.25.

F3: This transaction was executed in multiple trades ranging from $66.20 to $66.37.

F4: Amended Form 4 to include indirect holdings that were previously omitted.