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AMPHENOL CORP /DE/ — Director's Dealing 2016
Oct 28, 2016
29818_dirs_2016-10-28_88f9a9f9-ee21-4c9d-97af-f3dd41098523.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AMPHENOL CORP /DE/ (APH)
CIK: 0000820313
Period of Report: 2016-10-21
Reporting Person: NORWITT RICHARD ADAM (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-21 | Class A Common Stock | M | 304000 | $16.005 | Acquired | 304992 | Direct |
| 2016-10-21 | Class A Common Stock | S | 245000 | $66.0744 | Disposed | 59992 | Direct |
| 2016-10-24 | Class A Common Stock | M | 84000 | $16.005 | Acquired | 143992 | Direct |
| 2016-10-24 | Class A Common Stock | S | 50000 | $66.271 | Disposed | 93992 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-21 | Stock Option | $16.005 | M | 304000 | Disposed | 2019-05-20 | Class A Common Stock (304000) | Direct |
| 2016-10-24 | Stock Option | $16.005 | M | 84000 | Disposed | 2019-05-20 | Class A Common Stock (84000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock-Trust | 124741 | Indirect |
| Richard A. Norwitt Grantor Retained Annuity Trust-A | 51465 | Indirect |
| Richard A. Norwitt Grantor Retained Annuity Trust-B | 51465 | Indirect |
Footnotes
F1: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $65.94 to $66.25.
F3: This transaction was executed in multiple trades ranging from $66.20 to $66.37.
F4: Amended Form 4 to include indirect holdings that were previously omitted.