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AMPHENOL CORP /DE/ — Director's Dealing 2014
May 12, 2014
29818_dirs_2014-05-12_a6ac4ad3-78d7-4aa2-b5b0-a2efdb267597.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMPHENOL CORP /DE/ (APH)
CIK: 0000820313
Period of Report: 2014-05-09
Reporting Person: SECORD DEAN H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-09 | Class A Common Stock | M | 10000 | $45.95 | Acquired | 18855.1605 | Direct |
| 2014-05-09 | Class A Common Stock | S | 7500 | $95.103 | Disposed | 11355.1605 | Direct |
| 2014-05-09 | Class A Common Stock | M | 10000 | $32.01 | Acquired | 21355.1605 | Direct |
| 2014-05-09 | Class A Common Stock | S | 7500 | $95.103 | Disposed | 13855.1605 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-09 | Stock Option | $45.95 | M | 10000 | Disposed | 2018-05-21 | Class A Common Stock (10000) | Direct |
| 2014-05-09 | Stock Option | $32.01 | M | 10000 | Disposed | 2019-05-20 | Class A Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $94.64 to $95.56.
F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Indirect Ownership - Represents 1,000 shares of stock acquired by Mr. Secord's spouse, Marilyn Secord, for her own account. Mr. Secord disclaims any beneficial interest in these 1,000 shares of stock.