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Amphastar Pharmaceuticals, Inc. — Director's Dealing 2021
Mar 19, 2021
10216_dirs_2021-03-18_5af09aa1-bf16-43f4-9c22-c1d376c3f7c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amphastar Pharmaceuticals, Inc. (AMPH)
CIK: 0001297184
Period of Report: 2021-03-16
Reporting Person: Zhou Rong (EVP, Production Center)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-16 | Common Stock | F | 3303 | $18.44 | Disposed | 74281 | Direct |
| 2021-03-17 | Common Stock | A | 21984 | $0.00 | Acquired | 96265 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-17 | Employee Stock Option (right to buy) | $17.99 | A | 51621 | Acquired | 2031-03-17 | Common Stock (51621) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 99668 | Indirect |
| Common Stock | 5000 | Indirect |
Footnotes
F1: The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units, or RSUs.
F2: The reported shares are represented by RSUs which vest in four equal annual installments beginning on March 17, 2022.
F3: The shares are held of record by the Zhou Family Trust for which the reporting person serves as a trustee.
F4: The shares are held of record by the reporting person's spouse.
F5: Shares subject to the option vest in four equal annual installments beginning on March 17, 2022.