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Amphastar Pharmaceuticals, Inc. — Director's Dealing 2021
May 18, 2021
10216_dirs_2021-05-17_1541640c-4822-4064-ba03-9b6b33dc1e26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amphastar Pharmaceuticals, Inc. (AMPH)
CIK: 0001297184
Period of Report: 2020-05-13
Reporting Person: Zhou Rong (EVP, Production Center)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-13 | Common Stock | M | 700 | $14.23 | Acquired | 96965 | Direct |
| 2021-05-13 | Common Stock | S | 700 | $19.58 | Disposed | 96265 | Direct |
| 2021-05-14 | Common Stock | M | 11120 | $14.23 | Acquired | 107385 | Direct |
| 2021-05-14 | Common Stock | S | 17419 | $19.7178 | Disposed | 89966 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-13 | Employee Stock Option (right to buy) | $14.23 | M | 700 | Disposed | 2021-12-22 | Common Stock (700) | Direct |
| 2021-05-14 | Employee Stock Option (right to buy) | $14.23 | M | 11120 | Disposed | 2021-12-22 | Common Stock (11120) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 99668 | Indirect |
| Common Stock | 5000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $19.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: The shares are held of record by the Zhou Family Trust for which the reporting person serves as a trustee.
F3: The shares are held of record by the reporting person's spouse.
F4: Shares subject to the option are fully vested and immediately exercisable.