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Amphastar Pharmaceuticals, Inc. — Director's Dealing 2021
Jun 9, 2021
10216_dirs_2021-06-08_f3d3fbab-0c00-4cff-8a4d-fcf2b4682335.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amphastar Pharmaceuticals, Inc. (AMPH)
CIK: 0001297184
Period of Report: 2021-06-07
Reporting Person: Lee Howard (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-07 | Common Stock | M | 7827 | $16.43 | Acquired | 140741 | Direct |
| 2021-06-07 | Common Stock | S | 7827 | $19.2847 | Disposed | 132914 | Direct |
| 2021-06-07 | Common Stock | A | 6019 | $0.00 | Acquired | 138933 | Direct |
| 2021-06-08 | Common Stock | M | 8000 | $16.43 | Acquired | 146933 | Direct |
| 2021-06-08 | Common Stock | S | 8000 | $19.3135 | Disposed | 138933 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-07 | Stock Option (right to buy) | $16.43 | D | 7827 | Disposed | 2021-06-09 | Common Stock (7827) | Direct |
| 2021-06-07 | Stock Option (right to buy) | $19.52 | A | 17182 | Acquired | 2029-06-07 | Common Stock (17182) | Direct |
| 2021-06-08 | Stock Option (right to buy) | $16.43 | D | 8000 | Disposed | 2021-06-09 | Common Stock (8000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.20 to $19.40 shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
F2: The reported shares are represented by restricted stock units, or RSUs, all of which vest on June 7, 2022.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.30 to $19.353, inclusive.
F4: Shares subject to the option are fully vested and immediately exercisable.
F5: All of the shares subject to the option vest on June 7, 2022.