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Amphastar Pharmaceuticals, Inc. Director's Dealing 2021

Aug 4, 2021

10216_dirs_2021-08-04_546e9234-f18b-45fa-b521-df9d480576b4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Amphastar Pharmaceuticals, Inc. (AMPH)
CIK: 0001297184
Period of Report: 2021-08-02

Reporting Person: Zhou Rong (EVP, Production Center)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-02 Common Stock M 6000 $10.48 Acquired 92244 Direct
2021-08-02 Common Stock S 9123 $21.2358 Disposed 83121 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-02 Employee Stock Option (right to buy) $10.48 M 6000 Disposed 2022-11-07 Common Stock (6000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 99668 Indirect
Common Stock 5000 Indirect

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2021.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.17 to $21.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: The shares are held of record by the Zhou Family Trust for which the reporting person serves as a trustee.

F4: The shares are held of record by the reporting person's spouse.

F5: Shares subject to the option are fully vested and immediately exercisable.