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Amphastar Pharmaceuticals, Inc. — Director's Dealing 2018
Mar 16, 2018
10216_dirs_2018-03-16_c6f0cda0-76f4-40c4-8bd4-03b4089216b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amphastar Pharmaceuticals, Inc. (AMPH)
CIK: 0001297184
Period of Report: 2018-03-15
Reporting Person: Zhou Rong (EVP, Production Center)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-15 | Common Stock | A | 8969 | $0.00 | Acquired | 57066 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-15 | Employee Stock Option (right to buy) | $19.79 | A | 20827 | Acquired | 2028-03-15 | Common Stock (20827) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 99668 | Indirect |
| Common Stock | 5000 | Indirect |
Footnotes
F1: The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on March 15, 2019.
F2: Includes one share acquired under the Issuer's 2014 Employee Stock Purchase Plan on November 30, 2017.
F3: The shares are held of record by the Zhou Family Trust for which the reporting person serves as a trustee.
F4: The shares are held of record by the reporting person's spouse.
F5: Shares subject to the option vest in four equal annual installments beginning on March 15, 2019.