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Amphastar Pharmaceuticals, Inc. — Director's Dealing 2018
Jun 18, 2018
10216_dirs_2018-06-18_cd3e294e-6398-4e4b-97ca-7a6c014ca02a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Amphastar Pharmaceuticals, Inc. (AMPH)
CIK: 0001297184
Period of Report: 2018-06-07
Reporting Person: Liawatidewi Yakob (SVP Corp Admin Center)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 39289 | Direct |
| Common Stock | 10369 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $35.32 | 2018-08-28 | Common Stock (11000) | Direct | |
| Employee Stock Option (right to buy) | $20.26 | 2019-08-05 | Common Stock (11500) | Direct | |
| Employee Stock Option (right to buy) | $11.41 | 2021-03-08 | Common Stock (6000) | Direct | |
| Employee Stock Option (right to buy) | $14.23 | 2021-12-22 | Common Stock (4903) | Direct | |
| Employee Stock Option (right to buy) | $10.48 | 2022-11-07 | Common Stock (20000) | Direct | |
| Employee Stock Option (right to buy) | $10.93 | 2023-07-30 | Common Stock (26000) | Direct | |
| Employee Stock Option (right to buy) | $14.40 | 2024-04-14 | Common Stock (4904) | Direct | |
| Employee Stock Option (right to buy) | $14.95 | 2025-03-26 | Common Stock (17800) | Direct | |
| Employee Stock Option (right to buy) | $11.33 | 2026-03-17 | Common Stock (29801) | Direct | |
| Employee Stock Option (right to buy) | $13.35 | 2027-03-16 | Common Stock (23352) | Direct | |
| Employee Stock Option (right to buy) | $19.79 | 2028-03-15 | Common Stock (18892) | Direct |
Footnotes
F1: Of the reported shares, 21,801 shares are represented by restricted stock units, or RSUs which vest as follows: (i) 1,680 RSUs vest on March 26, 2019; (ii) 4,964 RSUs vest in two equal annual installments beginning on March 17, 2019; (iii) 7,022 RSUs vest in three equal annual installments beginning on March 16, 2019; and (iv) 8,135 RSUs vest in four equal annual installments beginning on March 15, 2019.
F2: The reported shares are held of record by the Yakob and Sunmoon Trust dated July 25, 2013 for which the reporting person serves as a trustee.
F3: Shares subject to the option are fully vested and immediately exercisable.
F4: Shares subject to the option vest in four equal annual installments beginning on March 26, 2016.
F5: Shares subject to the option vest in four equal annual installments beginning on March 17, 2017.
F6: Shares subject to the option vest in four equal annual installments beginning on March 16, 2018.
F7: Shares subject to the option vest in four equal annual installments beginning on March 15, 2019.