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Amphastar Pharmaceuticals, Inc. Director's Dealing 2018

Nov 13, 2018

10216_dirs_2018-11-13_09be761c-fe88-4bfd-90dd-9e31ae141393.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Amphastar Pharmaceuticals, Inc. (AMPH)
CIK: 0001297184
Period of Report: 2018-11-08

Reporting Person: Liawatidewi Yakob (SVP Corp Admin Center)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-08 Common Stock M 6000 $11.41 Acquired 46763 Direct
2018-11-08 Common Stock S 6000 $20.50 Disposed 40763 Direct
2018-11-09 Common Stock M 4903 $14.23 Acquired 45666 Direct
2018-11-09 Common Stock M 4904 $14.40 Acquired 50570 Direct
2018-11-09 Common Stock S 11808 $21.2077 Disposed 38762 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-08 Stock Option (right to buy) $11.41 M 6000 Disposed 2021-03-08 Common Stock (6000) Direct
2018-11-09 Stock Option (right to buy) $14.23 M 4903 Disposed 2021-12-22 Common Stock (4903) Direct
2018-11-09 Stock Option (right to buy) $14.40 M 4904 Disposed 2024-04-14 Common Stock (4904) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10369 Indirect

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.50 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: The reported shares are held of record by the Yakob and Sunmoon Trust dated July 25, 2013 for which the reporting person serves as a trustee.

F4: Shares subject to the option are fully vested and immediately exercisable.