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Amphastar Pharmaceuticals, Inc. — Director's Dealing 2017
Mar 21, 2017
10216_dirs_2017-03-20_b40fe8b3-bbba-48ce-a162-8ceb4cf1bb5b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amphastar Pharmaceuticals, Inc. (AMPH)
CIK: 0001297184
Period of Report: 2017-03-16
Reporting Person: Zhou Rong (EVP, Production Center)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-16 | Common Stock | A | 11797 | — | Acquired | 48788 | Direct |
| 2017-03-17 | Common Stock | F | 1248 | $13.75 | Disposed | 47540 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-16 | Employee Stock Option (right to buy) | $13.35 | A | 29424 | Acquired | 2027-03-16 | Common Stock (29424) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 99668 | Indirect |
| Common Stock | 5000 | Indirect |
Footnotes
F1: The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on March 16, 2018.
F2: The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
F3: The shares are held of record by the Zhou Family Trust for which the reporting person serves as a trustee.
F4: The shares are held of record by the reporting person's spouse.
F5: Shares subject to the option vest in four equal annual installments beginning on March 16, 2018.