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Amphastar Pharmaceuticals, Inc. Director's Dealing 2017

Jun 13, 2017

10216_dirs_2017-06-12_4138a99b-ef91-4f4c-8396-3b2e20773a3a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Amphastar Pharmaceuticals, Inc. (AMPH)
CIK: 0001297184
Period of Report: 2017-06-08

Reporting Person: PRINS RICHARD K (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-08 Common Stock A 5844 Acquired 28844 Direct
2017-06-09 Common Stock M 10000 $10.77 Acquired 38844 Direct
2017-06-09 Common Stock S 10000 $17.0707 Disposed 28844 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-08 Stock Option (right to buy) $17.11 A 20291 Acquired 2022-06-08 Common Stock (20291) Direct
2017-06-09 Stock Option (right to buy) $10.77 M 10000 Disposed 2017-12-15 Common Stock (10000) Direct

Footnotes

F1: The reported securities are represented by restricted stock units, or RSUs, all of which vest on June 8, 2018.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: All of the shares subject to the option vest on June 8, 2018.

F4: Shares subject to the option are fully vested and immediately exercisable.