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Amphastar Pharmaceuticals, Inc. — Director's Dealing 2017
Oct 6, 2017
10216_dirs_2017-10-06_5f1c9c0b-b66d-42d8-8290-30df59dc3bc6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amphastar Pharmaceuticals, Inc. (AMPH)
CIK: 0001297184
Period of Report: 2017-10-04
Reporting Person: Petersen Floyd F. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-04 | Common Stock | M | 39312 | $10.77 | Acquired | 103873 | Direct |
| 2017-10-04 | Common Stock | S | 39312 | $18.5886 | Disposed | 64561 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-04 | Stock Option (right to buy) | $10.77 | M | 39312 | Disposed | 2017-12-15 | Common Stock (39312) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2017.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.455 to $18.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: Shares subject to the option are fully vested and immediately exercisable.