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Amphastar Pharmaceuticals, Inc. — Director's Dealing 2016
Mar 22, 2016
10216_dirs_2016-03-21_95d41517-2dd1-4948-bca4-ef0191e0cd0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amphastar Pharmaceuticals, Inc. (AMPH)
CIK: 0001297184
Period of Report: 2016-03-17
Reporting Person: Zhou Rong (EVP, Production)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-17 | Common Stock | A | 11473 | $0.00 | Acquired | 37705 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-17 | Employee Stock Option (right to buy) | $11.33 | A | 34438 | Acquired | 2026-03-17 | Common Stock (34438) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 99668 | Indirect |
| Common Stock | 5000 | Indirect |
Footnotes
F1: The reported shares are represented by deferred stock units, or DSUs, which vest in four equal annual installments beginning on March 17, 2017.
F2: Includes 772 shares acquired under the Issuer's 2014 Employee Stock Purchase Plan.
F3: The shares are held of record by the Zhou Family Trust for which the reporting person serves as a trustee.
F4: The shares are held of record by the reporting person's spouse.
F5: Shares subject to the option vest in four equal annual installments beginning on March 17, 2017.
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