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Amphastar Pharmaceuticals, Inc. Director's Dealing 2015

Mar 30, 2015

10216_dirs_2015-03-30_b41057aa-c775-427e-b80c-dc37400a6a4f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Amphastar Pharmaceuticals, Inc. (AMPH)
CIK: 0001297184
Period of Report: 2015-03-26

Reporting Person: Zhang Jack Y. (Director, CEO & Chief Science Officer, 10% Owner)
Reporting Person: Luo Mary Z. (Director, COO, Chief Scientist, Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-03-26 Common Stock A 125418 Acquired 932513 Direct
2015-03-26 Common Stock A 53511 Acquired 670307 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-03-26 Employee Stock Option (right to buy) $14.95 A 767912 Acquired 2020-03-26 Common Stock (767912) Direct
2015-03-26 Employee Stock Option (right to buy) $14.95 A 327647 Acquired 2020-03-26 Common Stock (327647) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7631594 Indirect
Common Stock 5000 Indirect
Common Stock 200000 Indirect

Footnotes

F1: The reported securities are represented by deferred stock units which vest in three equal annual installments beginning on March 26, 2016.

F2: The securities are held of record by Mary Z. Luo. The reporting persons are husband and wife.

F3: The shares are held of record by Applied Physics & Chemistry Laboratories, Inc., of which the reporting persons are the sole owners.

F4: The shares are held of record in an account for the benefit of the reporting persons' son. The reporting persons disclaims beneficial ownership of these shares, and the inclusion of these shares in this report should not be deemed an admission of beneficial ownership of any such shares for purposes of Section 16, or for any other purpose.

F5: The shares are held of record by a trust for the benefit of the reporting persons' son. The reporting persons disclaims beneficial ownership of these shares, and the inclusion of these shares in this report should not be deemed an admission of beneficial ownership of any such shares for purposes of Section 16, or for any other purpose.

F6: Shares subject to the option vest in three equal annual installments beginning on March 26, 2016.