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Amphastar Pharmaceuticals, Inc. — Director's Dealing 2015
Jun 18, 2015
10216_dirs_2015-06-17_d595b597-9610-40a9-be7d-3f79d35c5f0a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Amphastar Pharmaceuticals, Inc. (AMPH)
CIK: 0001297184
Period of Report: 2015-06-09
Reporting Person: Zhou Rong (EVP, Production)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25688 | Direct |
| Common Stock | 99668 | Indirect |
| Common Stock | 5000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option (right to buy) | $30.57 | 2016-12-21 | Common Stock (12000) | Direct | |
| Employee stock option (right to buy) | $31.65 | 2017-12-30 | Common Stock (24000) | Direct | |
| Employee stock option (right to buy) | $35.32 | 2018-08-28 | Common Stock (16000) | Direct | |
| Employee stock option (right to buy) | $20.26 | 2019-08-05 | Common Stock (16000) | Direct | |
| Employee stock option (right to buy) | $11.41 | 2021-03-08 | Common Stock (20000) | Direct | |
| Employee stock option (right to buy) | $14.23 | 2021-12-22 | Common Stock (20000) | Direct | |
| Employee stock option (right to buy) | $10.48 | 2022-11-07 | Common Stock (25000) | Direct | |
| Employee stock option (right to buy) | $10.93 | 2023-07-30 | Common Stock (28000) | Direct | |
| Employee stock option (right to buy) | $14.40 | 2024-04-14 | Common Stock (32891) | Direct | |
| Employee stock option (right to buy) | $14.95 | 2025-03-26 | Common Stock (18524) | Direct |
Footnotes
F1: Includes 6,187 shares represented by deferred stock units, or DSUs, which vest in four equal annual installments beginning on March 26, 2016.
F2: The shares are held of record by the Zhou Family Trust for which the reporting person serves as a trustee.
F3: The shares are held of record by the reporting person's spouse.
F4: Shares subject to the option are fully vested and immediately exercisable.
F5: Shares subject to the option vest in five equal annual installments beginning on March 8, 2012.
F6: Shares subject to the option vest in four equal annual installments beginning on December 22, 2012.
F7: Shares subject to the option vest in four equal annual installments beginning on November 7, 2013.
F8: Shares subject to the option vest in four equal annual installments beginning on July 30, 2014.
F9: Shares subject to the option vest in four equal annual installments beginning on April 14, 2015.
F10: Shares subject to the option vest in four equal annual installments beginning on March 26, 2016.