AMPCO PITTSBURGH CORP — Director's Dealing 2022

Jan 21, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AMPCO PITTSBURGH CORP (AP)
CIK: 0000006176
Period of Report: 2022-01-01

Reporting Person: Anderson David George (President,Air&Liq. Proc. Group)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	18431	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Warrants (right to buy)	$	2025-08-01	Common Stock (8035)		Direct
Non-Qualified Stock Options	$17.67	2022-05-03	Common Stock (4750)		Direct
Non-Qualified Stock Options	$17.16	2023-05-02	Common Stock (4750)		Direct
Non-Qualified Stock Options	$20.00	2024-04-29	Common Stock (5500)		Direct

Footnotes

F1: Represents 12,403 shares held directly and restricted stock units ("RSUs") to acquire up to 6,028 shares. The RSUs were granted under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended. The RSUs remain subject to vesting as set forth in the applicable award agreement.

F2: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F3: Each Series A warrant is exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants).

F4: The reporting person was awarded 4,750 employee stock options on May 3, 2012, of which 4,750 remain and are fully vested.

F5: The reporting person was awarded 4,750 employee stock options on May 2, 2013, of which 4,750 remain and are fully vested.

F6: The reporting person was awarded 5,500 employee stock options on April 29, 2014, of which 5,500 remain and are fully vested.